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First Trust Enhanced Short Maturity ETF

210 hedge funds and large institutions have $2.91B invested in First Trust Enhanced Short Maturity ETF in 2019 Q1 according to their latest regulatory filings, with 42 funds opening new positions, 91 increasing their positions, 58 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 23

57% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 58

9% more funds holding

Funds holding: 192210 (+18)

8% more capital invested

Capital invested by funds: $2.7B → $2.91B (+$204M)

4% more funds holding in top 10

Funds holding in top 10: 2627 (+1)

0.98% less ownership

Funds ownership: 68.85%67.87% (-0.98%)

Holders
210
Holders Change
+18
Holders Change %
+9.38%
% of All Funds
4.55%
Holding in Top 10
27
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+3.85%
% of All Funds
0.58%
New
42
Increased
91
Reduced
58
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
51
Stratos Wealth Partners
Ohio
$6.09M +$1.06M +17,612 +21%
UR
52
USCA RIA
Texas
$5.63M +$3.62M +60,389 +181%
AFA
53
American Financial Advisors
Georgia
$5.54M +$5.54M +92,335 New
OAM
54
Oppenheimer Asset Management
New York
$5.5M +$5.44M +90,634 +9,277%
1IA
55
1834 Investment Advisors
Wisconsin
$5.39M +$5.39M +89,916 New
SWMG
56
Sanchez Wealth Management Group
Florida
$5.39M +$29.3K +489 +0.5%
SCP
57
Syntal Capital Partners
Texas
$5.25M +$5.25M +87,457 New
HFS
58
HL Financial Services
Kentucky
$5.1M +$775K +12,919 +18%
BFA
59
Brendel Financial Advisors
New Hampshire
$5.05M +$2.02M +33,723 +67%
CA
60
Claro Advisors
Massachusetts
$4.86M +$1.03M +17,094 +27%
DLHL
61
Donald L. Hagan LLC
Florida
$4.77M -$3.22M -53,738 -40%
WP
62
WealthPLAN Partners
Nebraska
$4.38M +$127K +2,123 +3%
MIAN
63
Mariner Independent Advisor Network
Kansas
$4.29M +$127K +2,121 +3%
GWM
64
Geneos Wealth Management
Colorado
$4.17M -$239K -3,993 -5%
BWCS
65
Beirne Wealth Consulting Services
Connecticut
$4.09M -$775K -12,930 -16%
LA
66
LexAurum Advisors
Kansas
$4.01M +$2.54M +42,344 +172%
AIC
67
Archer Investment Corporation
Indiana
$3.96M +$3.25M +54,265 +464%
IAA
68
Independent Advisor Alliance
North Carolina
$3.92M +$2.14M +35,623 +120%
PAG
69
Private Advisory Group
Washington
$3.89M
US Bancorp
70
US Bancorp
Minnesota
$3.86M +$2.95M +49,197 +324%
Carson Wealth (CWM LLC)
71
Carson Wealth (CWM LLC)
Nebraska
$3.79M +$2.63M +43,879 +227%
KFGK
72
Keystone Financial Group (Kentucky)
Kentucky
$3.75M -$132K -2,201 -3%
DADC
73
D.A. Davidson & Co
Montana
$3.72M +$290K +4,834 +8%
FAIM
74
Financial Advocates Investment Management
Washington
$3.72M -$134K -2,232 -3%
CA
75
Cetera Advisors
Colorado
$3.57M +$1.55M +25,845 +77%

FTSM Hedge Fund Activity: Q1 2019 in Review

210 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Enhanced Short Maturity ETF (FTSM) for Q1 2019, worth a combined $2.91B — up 7.6% from $2.7B a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new FTSM positions and 23 closed out — a net gain of 19 holders — while 91 added to existing stakes and 58 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $87.3M. The largest seller was Flow Traders U.S., cutting an estimated $37.5M.

  • 210 institutional investors held First Trust Enhanced Short Maturity ETF (FTSM) as of Q1 2019, up from 192 in Q4 2018.
  • Funds reported $2.91B of First Trust Enhanced Short Maturity ETF stock for Q1 2019, up 7.6% quarter-over-quarter.
  • 42 funds opened new First Trust Enhanced Short Maturity ETF positions in Q1 2019 and 23 closed out, a net change of +19 holders.
  • The largest First Trust Enhanced Short Maturity ETF buyer in Q1 2019 was First Trust Advisors, an estimated $87.3M added.
  • The largest First Trust Enhanced Short Maturity ETF seller in Q1 2019 was Flow Traders U.S., an estimated $37.5M sold.

Based on aggregated 13F filings for Q1 2019.