Oppenheimer Asset Management’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Oppenheimer Asset Management’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-44,666	Closed	-$2.68M	–	1547
2019 Q4	$2.68M	Sell	44,666 -27,873	-38%	-$1.68M	0.06%	340
2019 Q3	$4.36M	Buy	72,539 +7,345	+11%	+$442K	0.1%	246
2019 Q2	$3.92M	Sell	65,194 -26,417	-29%	-$1.59M	0.09%	268
2019 Q1	$5.5M	Buy	91,611 +90,634	+9,277%	+$5.44M	0.12%	204
2018 Q4	$58K	Buy	+977	New	+$58.6K	﹤0.01%	1313

Other funds holding FTSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Synovus Financial Columbus, Georgia $8.74B AUM 12.78% 1-Year Est. Return

Oppenheimer Asset Management's FTSM Position: Q1 2020 in Review

Oppenheimer Asset Management sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q1 2020, closing a stake of 44,666 shares — an estimated $2.68M sold.

Oppenheimer Asset Management first reported a position in FTSM in Q4 2018 and held it in 5 quarters. The position peaked at $5.5M in Q1 2019. 237 funds tracked by Wall St. Rank hold FTSM as of Q1 2020.

Oppenheimer Asset Management reported no remaining First Trust Enhanced Short Maturity ETF position as of Q1 2020 after selling out during the quarter.
Oppenheimer Asset Management sold 44,666 First Trust Enhanced Short Maturity ETF shares in Q1 2020, an estimated $2.68M.
Oppenheimer Asset Management first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2018 and held it in 5 quarters.
Oppenheimer Asset Management's First Trust Enhanced Short Maturity ETF position peaked at $5.5M in Q1 2019.
237 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q1 2020.

Based on Oppenheimer Asset Management's 13F filing for Q1 2020, filed 8 May 2020.