Independent Advisor Alliance’s First Trust Enhanced Short Maturity ETF FTSM Stock Holding History

Independent Advisor Alliance’s Portfolio FTSM Stock Details FTSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-315,220	Closed	-$18.8M	–	1263
2026 Q1	$18.8M	Buy	+315,220	New	+$18.9M	0.2%	102
2025 Q1	–	Sell	-464,730	Closed	-$27.8M	–	1005
2024 Q4	$27.8M	Buy	+464,730	New	+$27.8M	0.37%	52
2020 Q1	–	Sell	-238,151	Closed	-$14.3M	–	558
2019 Q4	$14.3M	Buy	238,151 +167,391	+237%	+$10.1M	0.62%	25
2019 Q3	$4.25M	Hold	70,760	–	–	0.52%	38
2019 Q2	$4K	Buy	70,760 +5,378	+8%	+$323K	﹤0.01%	412
2019 Q1	$3.92M	Buy	65,382 +35,623	+120%	+$2.14M	0.55%	40
2018 Q4	$1.78M	Buy	+29,759	New	+$1.78M	0.32%	73

Other funds holding FTSM

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Independent Advisor Alliance's FTSM Position: Q2 2026 in Review

Independent Advisor Alliance sold out of First Trust Enhanced Short Maturity ETF (FTSM) in Q2 2026, closing a stake of 315,220 shares — an estimated $18.8M sold.

Independent Advisor Alliance first reported a position in FTSM in Q4 2018 and held it in 7 quarters. The position peaked at $27.8M in Q4 2024. 421 funds tracked by Wall St. Rank hold FTSM as of Q2 2026.

Independent Advisor Alliance reported no remaining First Trust Enhanced Short Maturity ETF position as of Q2 2026 after selling out during the quarter.
Independent Advisor Alliance sold 315,220 First Trust Enhanced Short Maturity ETF shares in Q2 2026, an estimated $18.8M.
Independent Advisor Alliance first reported a position in First Trust Enhanced Short Maturity ETF in Q4 2018 and held it in 7 quarters.
Independent Advisor Alliance's First Trust Enhanced Short Maturity ETF position peaked at $27.8M in Q4 2024.
421 funds tracked by Wall St. Rank held First Trust Enhanced Short Maturity ETF as of Q2 2026.

Based on Independent Advisor Alliance's 13F filing for Q2 2026, filed 12 Aug 2026.