We are live on ! Find out more
FTSL icon

First Trust Senior Loan Fund ETF
FTSL

150 hedge funds and large institutions have $839M invested in First Trust Senior Loan Fund ETF in 2018 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 65 increasing their positions, 39 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 2 → 6 (+4)

67% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 39

56% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 16

8% more capital invested

Capital invested by funds: $775M → $839M (+$64M)

6% more funds holding

Funds holding: 142 → 150 (+8)

0.11% less ownership

Funds ownership: 57.92% → 57.81% (-0.11%)

Holders
150
Holders Change
+8
Holders Change %
+5.63%
% of All Funds
3.44%
Holding in Top 10
6
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+200%
% of All Funds
0.14%
New
25
Increased
65
Reduced
39
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HI
Horizon Investments
North Carolina
+$22.2M
2
TFA
Transamerica Financial Advisors
Florida
+$11.2M
3
First Trust Advisors
First Trust Advisors
Illinois
+$9.13M
4
LPL Financial
LPL Financial
California
+$7.6M
5
JIP
Jaffetilchin Investment Partners
Florida
+$5.95M

Top Sellers

1
FAM
Flaharty Asset Management
Florida
-$11.4M
2
Morgan Stanley
Morgan Stanley
New York
-$6.23M
3
Jane Street
Jane Street
New York
-$3.98M
4
Bank of America
Bank of America
North Carolina
-$3.64M
5
RIG
RiverFront Investment Group
Virginia
-$3.42M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
76
AE Wealth Management
Kansas
$789K -$146K -3,026 -16%
Koshinski Asset Management
77
Koshinski Asset Management
Illinois
$725K -$153K -3,171 -17%
AWA
78
Arete Wealth Advisors
Illinois
$725K +$300K +6,216 +70%
SAM
79
Shamrock Asset Management
Texas
$711K +$160K +3,313 +29%
PFGIA
80
Patriot Financial Group Insurance Agency
Massachusetts
$695K -$37.8K -783 -5%
CAN
81
Cetera Advisor Networks
California
$656K -$266K -5,511 -29%
CA
82
Cetera Advisors
Colorado
$651K -$101K -2,088 -13%
DADC
83
D.A. Davidson & Co
Montana
$650K +$10.8K +225 +2%
FAIM
84
Financial Advocates Investment Management
Washington
$620K -$502K -10,403 -45%
VF
85
Virtu Financial
New York
$591K +$105K +2,187 +22%
GWM
86
Geneos Wealth Management
Colorado
$575K +$22K +456 +4%
OC
87
Oppenheimer & Co
New York
$560K -$106K -2,190 -16%
FFS
88
Founders Financial Securities
Maryland
$560K +$561K +11,634 New
BFA
89
Beaumont Financial Advisors
Massachusetts
$548K -$93.8K -1,946 -15%
SFS
90
Sowell Financial Services
Arkansas
$541K -$32K -664 -6%
CWM
91
Cornerstone Wealth Management
Missouri
$464K -$2.46K -51 -0.5%
BAS
92
Brown Advisory Securities
Maryland
$462K – – –
EWM
93
Empirical Wealth Management
Washington
$446K +$29.3K +608 +7%
PNC Financial Services Group
94
PNC Financial Services Group
Pennsylvania
$434K +$23.6K +490 +6%
M&T Bank
95
M&T Bank
New York
$424K +$59.8K +1,240 +16%
Manulife (Manufacturers Life Insurance)
96
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$402K -$682K -14,141 -63%
FA
97
FDx Advisors
Illinois
$402K -$493K -10,227 -55%
NFG
98
Next Financial Group
Texas
$379K +$380K +7,882 New
PTC
99
Private Trust Company
Ohio
$378K +$145 +3 +0%
Deutsche Bank
100
Deutsche Bank
Germany
$372K +$373K +7,732 New
2 3
4
5 6

FTSL Hedge Fund Activity: Q1 2018 in Review

150 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q1 2018, worth a combined $839M — up 8.3% from $775M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FTSL positions and 16 closed out — a net gain of 9 holders — while 65 added to existing stakes and 39 trimmed.

The largest buyer was Horizon Investments, opening a new position worth an estimated $22.2M. The largest seller was Flaharty Asset Management, exiting entirely with an estimated $11.4M sold.

  • 150 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q1 2018, up from 142 in Q4 2017.
  • Funds reported $839M of First Trust Senior Loan Fund ETF stock for Q1 2018, up 8.3% quarter-over-quarter.
  • 25 funds opened new First Trust Senior Loan Fund ETF positions in Q1 2018 and 16 closed out, a net change of +9 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q1 2018 was Horizon Investments, an estimated $22.2M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q1 2018 was Flaharty Asset Management, an estimated $11.4M sold.

Based on aggregated 13F filings for Q1 2018.