Shamrock Asset Management’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Shamrock Asset Management’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$857K	Sell	18,071 -1,432	-7%	-$67.8K	0.67%	36
2019 Q2	$919K	Sell	19,503 -4,359	-18%	-$207K	0.65%	36
2019 Q1	$1.12M	Buy	23,862 +10,669	+81%	+$503K	0.89%	21
2018 Q4	$601K	Sell	13,193 -593	-4%	-$28.1K	0.91%	36
2018 Q3	$662K	Sell	13,786 -736	-5%	-$35.3K	0.42%	51
2018 Q2	$694K	Sell	14,522 -286	-2%	-$13.8K	0.42%	51
2018 Q1	$711K	Buy	14,808 +3,313	+29%	+$160K	0.42%	49
2017 Q4	$552K	Sell	11,495 -581	-5%	-$28K	0.33%	60
2017 Q3	$582K	Sell	12,076 -18,783	-61%	-$909K	0.37%	53
2017 Q2	$1.49M	Sell	30,859 -8,590	-22%	-$417K	0.93%	23
2017 Q1	$1.91M	Buy	39,449 +26,635	+208%	+$1.29M	1.19%	14
2016 Q4	$622K	Buy	12,814 +2,851	+29%	+$138K	0.38%	56
2016 Q3	$483K	Buy	9,963 +7,297	+274%	+$353K	0.28%	68
2016 Q2	$127K	Buy	2,666 +287	+12%	+$13.8K	0.07%	112
2016 Q1	$113K	Buy	2,379 +1,659	+230%	+$77.8K	0.07%	105
2015 Q4	$34K	Buy	+720	New	+$34.4K	0.02%	158

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Shamrock Asset Management's FTSL Position: Q3 2019 in Review

Shamrock Asset Management reduced its First Trust Senior Loan Fund ETF (FTSL) stake by 7.3% in Q3 2019, selling an estimated $67.8K and leaving 18,071 shares worth $857K. The position accounts for 0.67% of the portfolio, ranked #36.

Shamrock Asset Management first reported a position in FTSL in Q4 2015 and has held it in 16 quarters since. The position peaked at $1.91M in Q1 2017. 174 funds tracked by Wall St. Rank hold FTSL as of Q3 2019.

Shamrock Asset Management held 18,071 shares of First Trust Senior Loan Fund ETF worth $857K as of Q3 2019.
Shamrock Asset Management sold 1,432 First Trust Senior Loan Fund ETF shares in Q3 2019, an estimated $67.8K.
First Trust Senior Loan Fund ETF made up 0.67% of Shamrock Asset Management's portfolio in Q3 2019, its #36 holding.
Shamrock Asset Management first reported a position in First Trust Senior Loan Fund ETF in Q4 2015 and has held it in 16 quarters since.
Shamrock Asset Management's First Trust Senior Loan Fund ETF position peaked at $1.91M in Q1 2017.
174 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2019.

Based on Shamrock Asset Management's 13F filing for Q3 2019, filed 13 Nov 2019.