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First Trust Senior Loan Fund ETF
FTSL

174 hedge funds and large institutions have $870M invested in First Trust Senior Loan Fund ETF in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 58 increasing their positions, 76 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.99% more ownership

Funds ownership: 53.13% → 54.12% (+0.99%)

1% more capital invested

Capital invested by funds: $861M → $870M (+$8.29M)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

6% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 17

1% less funds holding

Funds holding: 176 → 174 (-2)

24% less repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 76

Holders
174
Holders Change
-2
Holders Change %
-1.14%
% of All Funds
3.82%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
16
Increased
58
Reduced
76
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
FAM
Flaharty Asset Management
Florida
+$12.2M
2
MAP
Milestone Advisory Partners
North Carolina
+$8.77M
3
Renaissance Technologies
Renaissance Technologies
New York
+$3.2M
4
First Trust Advisors
First Trust Advisors
Illinois
+$3.04M
5
LSPW
Lake Street Private Wealth
Illinois
+$2.98M

Top Sellers

Rank Fund Capital Flow
1
LI
LVZ Inc
Michigan
-$16.1M
2
OMC
Old Mission Capital
Illinois
-$7.46M
3
HighTower Advisors
HighTower Advisors
Illinois
-$4.34M
4
Citadel Advisors
Citadel Advisors
Florida
-$4.28M
5
Wells Fargo
Wells Fargo
California
-$3.86M
Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
51
Strategic Investment Advisors
Michigan
$2.56M +$295K +6,237 +13%
FCM
52
Flinton Capital Management
Pennsylvania
$2.37M – – –
Baird Financial Group
53
Baird Financial Group
Wisconsin
$2.31M +$867K +18,314 +60%
FAAS
54
First Allied Advisory Services
California
$2.24M -$8.99K -190 -0.4%
SWP
55
Stratos Wealth Partners
Ohio
$2.23M -$227K -4,798 -9%
UR
56
USCA RIA
Texas
$2.2M -$69.9K -1,478 -3%
FA
57
Faithward Advisors
Pennsylvania
$2.01M +$2.01M +42,397 New
OWA
58
Outlook Wealth Advisors
Texas
$1.98M +$44.1K +931 +2%
TAM
59
Tyers Asset Management
Texas
$1.95M – – –
ARG
60
Advisory Resource Group
Oklahoma
$1.95M +$53.9K +1,139 +3%
JCM
61
Jacobi Capital Management
Pennsylvania
$1.9M -$230K -4,868 -11%
MMHP
62
Murphy Middleton Hinkle & Parker
Georgia
$1.82M -$80.6K -1,704 -4%
CIAS
63
Capital Investment Advisory Services
North Carolina
$1.76M +$485K +10,255 +38%
RCM
64
Riverhead Capital Management
Delaware
$1.74M – – –
WEC
65
Winslow Evans & Crocker
Massachusetts
$1.7M -$211K -4,452 -11%
DF
66
Donoghue Forlines
Massachusetts
$1.7M -$204K -4,310 -11%
Bank of New York Mellon
67
Bank of New York Mellon
New York
$1.68M +$117K +2,465 +7%
QCIG
68
Quad-Cities Investment Group
Iowa
$1.65M +$805 +17 +0%
JIP
69
Jaffetilchin Investment Partners
Florida
$1.64M +$453K +9,563 +38%
SPC
70
Sigma Planning Corp
Michigan
$1.53M -$51.6K -1,090 -3%
NA
71
Neuburgh Advisers
California
$1.53M – – –
KWM
72
Kingsview Wealth Management
Oregon
$1.49M -$469K -9,908 -24%
IA
73
IFP Advisors
Florida
$1.49M +$1.49M +31,527 New
US Bancorp
74
US Bancorp
Minnesota
$1.42M -$286K -6,045 -17%
SEIA
75
Signature Estate & Investment Advisors
California
$1.35M -$673K -14,223 -33%
1 2
3
4 5

FTSL Hedge Fund Activity: Q3 2019 in Review

174 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q3 2019, worth a combined $870M — up 0.96% from $861M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FTSL and 16 opened new positions — a net loss of 1 holder — while 76 trimmed existing stakes and 58 added.

The largest buyer was Flaharty Asset Management, opening a new position worth an estimated $12.2M. The largest seller was LVZ Inc, cutting an estimated $16.1M.

  • 174 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q3 2019, down from 176 in Q2 2019.
  • Funds reported $870M of First Trust Senior Loan Fund ETF stock for Q3 2019, up 0.96% quarter-over-quarter.
  • 16 funds opened new First Trust Senior Loan Fund ETF positions in Q3 2019 and 17 closed out, a net change of -1 holder.
  • The largest First Trust Senior Loan Fund ETF buyer in Q3 2019 was Flaharty Asset Management, an estimated $12.2M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q3 2019 was LVZ Inc, an estimated $16.1M sold.

Based on aggregated 13F filings for Q3 2019.