Riverhead Capital Management’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Riverhead Capital Management’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	$1.74M	Hold	36,800	–	–	0.06%	368
2019 Q2	$1.73M	Hold	36,800	–	–	0.06%	370
2019 Q1	$1.73M	Hold	36,800	–	–	0.07%	342
2018 Q4	$1.68M	Hold	36,800	–	–	0.08%	317
2018 Q3	$1.77M	Hold	36,800	–	–	0.06%	341
2018 Q2	$1.76M	Hold	36,800	–	–	0.07%	331
2018 Q1	$1.77M	Hold	36,800	–	–	0.07%	302
2017 Q4	$1.77M	Buy	36,800 +3,800	+12%	+$183K	0.07%	299
2017 Q3	$1.59M	Hold	33,000	–	–	0.07%	309
2017 Q2	$1.6M	Hold	33,000	–	–	0.08%	296
2017 Q1	$1.6M	Hold	33,000	–	–	0.09%	281
2016 Q4	$1.6M	Buy	+33,000	New	+$1.6M	0.1%	262

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Riverhead Capital Management's FTSL Position: Q3 2019 in Review

Riverhead Capital Management held its First Trust Senior Loan Fund ETF (FTSL) position steady in Q3 2019 at 36,800 shares worth $1.74M. The position accounts for 0.06% of the portfolio, ranked #368.

Riverhead Capital Management first reported a position in FTSL in Q4 2016 and has held it in 12 quarters since. The position peaked at $1.77M in Q1 2018. 174 funds tracked by Wall St. Rank hold FTSL as of Q3 2019.

Riverhead Capital Management held 36,800 shares of First Trust Senior Loan Fund ETF worth $1.74M as of Q3 2019.
Riverhead Capital Management left its First Trust Senior Loan Fund ETF share count unchanged in Q3 2019.
First Trust Senior Loan Fund ETF made up 0.06% of Riverhead Capital Management's portfolio in Q3 2019, its #368 holding.
Riverhead Capital Management first reported a position in First Trust Senior Loan Fund ETF in Q4 2016 and has held it in 12 quarters since.
Riverhead Capital Management's First Trust Senior Loan Fund ETF position peaked at $1.77M in Q1 2018.
174 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2019.

Based on Riverhead Capital Management's 13F filing for Q3 2019, filed 13 Nov 2019.