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First Trust Large Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
51
Cetera Advisors
Colorado
$1.25M -$2.98M -55,677 -71%
SG
52
StoneX Group
New York
$1.24M +$431K +8,033 +57%
JP Morgan Chase
53
JP Morgan Chase
New York
$1.22M +$67.6K +1,260 +6%
MML Investors Services
54
MML Investors Services
Massachusetts
$1.21M -$242K -4,517 -17%
CWM
55
Cornerstone Wealth Management
Missouri
$1.12M -$469K -8,747 -31%
Cetera Investment Advisers
56
Cetera Investment Advisers
Illinois
$1.07M -$185K -3,451 -15%
NL
57
NWAM LLC
Washington
$1.03M -$78.4K -1,463 -7%
IWM
58
IHT Wealth Management
Illinois
$1.01M -$69.3K -1,293 -7%
AWM
59
AE Wealth Management
Kansas
$1.01M +$658K +12,269 +220%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$1M +$32.7K +610 +4%
TFA
61
Teamwork Financial Advisors
Texas
$997K +$946K +17,648 New
CFGS
62
Concourse Financial Group Securities
Alabama
$942K +$497K +9,276 +126%
Goldman Sachs
63
Goldman Sachs
New York
$915K
First Trust Advisors
64
First Trust Advisors
Illinois
$903K +$26.1K +487 +3%
CS
65
Comerica Securities
Michigan
$870K +$37.3K +696 +5%
UR
66
USCA RIA
Texas
$846K +$72.3K +1,348 +10%
WWM
67
Western Wealth Management
Colorado
$841K +$798K +14,889 New
SS
68
Simplicity Solutions
Minnesota
$819K +$777K +14,498 New
Citigroup
69
Citigroup
New York
$805K -$260K -4,851 -25%
FAIM
70
Financial Advocates Investment Management
Washington
$799K -$225K -4,203 -23%
SWM
71
SeaCrest Wealth Management
New York
$798K +$62.8K +1,172 +9%
SWP
72
Stratos Wealth Partners
Ohio
$792K -$206K -3,834 -21%
MIAN
73
Mariner Independent Advisor Network
Kansas
$779K -$21.6K -403 -3%
IAA
74
Independent Advisor Alliance
North Carolina
$680K +$646K +12,042 New
Koshinski Asset Management
75
Koshinski Asset Management
Illinois
$680K +$648K +12,078 New