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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SAM
76
SignalPoint Asset Management
Missouri
$217K -$5.46K -74 -2%
MC
77
Moors & Cabot
Massachusetts
$209K +$215K +2,917 New
MPW
78
Monterey Private Wealth
California
$208K
SMF
79
Sterling Manor Financial
New York
$205K -$4.51M -61,165 -96%
FFA
80
Founders Financial Alliance
North Carolina
$150K
CCM
81
Covington Capital Management
California
$109K
Barclays
82
Barclays
United Kingdom
$97K +$99.2K +1,345 New
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$80K
TCWM
84
Total Clarity Wealth Management
Illinois
$76K +$78.4K +1,063 New
Citigroup
85
Citigroup
New York
$49K -$156K -2,117 -76%
SPIA
86
Steward Partners Investment Advisory
New York
$49K +$10.3K +139 +25%
TFA
87
Transamerica Financial Advisors
Florida
$34K +$34.4K +466 New
US Bancorp
88
US Bancorp
Minnesota
$24K -$3.76K -51 -13%
PA
89
PSI Advisors
Florida
$18K +$18.4K +250 New
AF
90
Allworth Financial
California
$16K
Rockefeller Capital Management
91
Rockefeller Capital Management
New York
$14K +$14.5K +197 New
LS
92
Leelyn Smith
Illinois
$8K
KIG
93
Kowal Investment Group
Wisconsin
$8K +$7.96K +108 New
CWA
94
Clearview Wealth Advisors
Oregon
$7K
PFGIA
95
Patriot Financial Group Insurance Agency
Massachusetts
$7K
Fidelity Investments
96
Fidelity Investments
Massachusetts
$7K +$74 +1 +1%
CFGS
97
Concourse Financial Group Securities
Alabama
$3K -$6.78K -92 -72%
AWM
98
Avior Wealth Management
Nebraska
$3K
Northwestern Mutual Wealth Management
99
Northwestern Mutual Wealth Management
Wisconsin
$2K -$3.69K -50 -68%
TAM
100
Tucker Asset Management
Colorado
$1.52K