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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
76
Realta Investment Advisors
Delaware
$27K – – –
SPIA
77
Steward Partners Investment Advisory
New York
$17K – – –
FIB
78
First Interstate Bank
Montana
$12K – – –
AF
79
Allworth Financial
California
$11K +$10.6K +228 New
VCP
80
Verus Capital Partners
Arizona
$9K +$8.26K +178 New
LWANC
81
Laurel Wealth Advisors (North Carolina)
North Carolina
$4K +$4.17K +90 New
GI
82
Gradient Investments
Minnesota
$3K +$2.74K +59 New
LAS
83
Lloyd Advisory Services
Georgia
$3K +$2.88K +62 New
APA
84
American Portfolios Advisors
New York
$1.92K -$341K -7,360 -99%
Fidelity Investments
85
Fidelity Investments
Massachusetts
$1K – – –
FAIM
86
Financial Advocates Investment Management
Washington
– -$8.41M -187,903 Closed
SFS
87
Sowell Financial Services
Arkansas
– -$411K -9,182 Closed
PFA
88
Pinnacle Family Advisors
Missouri
– -$266K -5,930 Closed
WP
89
WealthShield Partners
North Carolina
– -$117K -2,616 Closed
AIC
90
Ameritas Investment Company
Nebraska
– -$38K -853 Closed
PO
91
Private Ocean
California
– -$5K -95 Closed
TRCT
92
Tower Research Capital (TRC)
New York
– -$3K -67 Closed
CIAS
93
Capital Investment Advisory Services
North Carolina
– -$1K -20 Closed
SL
94
Savior LLC
Massachusetts
– +$186 +4 New