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First Trust Mid Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TCA
51
Transcend Capital Advisors
New Jersey
$620K -$3.8K -40 -0.6%
Rockefeller Capital Management
52
Rockefeller Capital Management
New York
$614K +$104K +1,099 +19%
GWM
53
Geneos Wealth Management
Colorado
$600K +$132K +1,392 +27%
SPC
54
Sigma Planning Corp
Michigan
$582K -$475 -5 -0.1%
Creative Planning
55
Creative Planning
Kansas
$566K +$665 +7 +0.1%
Stifel Financial
56
Stifel Financial
Missouri
$540K -$901K -9,489 -61%
BEI
57
Benjamin Edwards Inc
Missouri
$526K -$3.52M -37,047 -87%
PVI
58
Pine Valley Investments
New Jersey
$522K +$37.6K +396 +7%
Mariner
59
Mariner
Kansas
$513K -$9.87K -104 -2%
CWM
60
Cornerstone Wealth Management
Missouri
$513K
PWS
61
Proactive Wealth Strategies
Georgia
$511K +$256K +2,699 +92%
SA
62
Sanctuary Advisors
Indiana
$503K +$19.1K +201 +4%
BPA
63
Beacon Pointe Advisors
California
$498K +$522K +5,500 New
PFPG
64
Pinnacle Financial Partners (Georgia)
Georgia
$487K +$3.7K +39 +0.7%
EW
65
Element Wealth
Mississippi
$439K -$23.5K -248 -5%
BW
66
BostonPremier Wealth
Massachusetts
$420K
Thrivent Financial for Lutherans
67
Thrivent Financial for Lutherans
Minnesota
$413K -$8.07K -85 -2%
KWS
68
Keystone Wealth Services
California
$380K
KeyBank National Association
69
KeyBank National Association
Ohio
$355K
HI
70
Harbour Investments
Wisconsin
$326K +$47.5K +500 +16%
JWCA
71
J.W. Cole Advisors
Florida
$314K +$47.6K +501 +17%
IAA
72
Independent Advisor Alliance
North Carolina
$282K +$296K +3,116 New
PTC
73
Private Trust Company
Ohio
$276K +$52K +548 +22%
QCG
74
Quadrant Capital Group
Ohio
$271K
SIS
75
Sound Income Strategies
Florida
$270K