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First Trust Mid Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Total Investment Management
Arizona
$58.3M +$5.11M +109,316 +9%
Wells Fargo
2
Wells Fargo
California
$16.8M +$717K +15,338 +4%
LPL Financial
3
LPL Financial
California
$13.6M -$1.29M -27,562 -8%
Morgan Stanley
4
Morgan Stanley
New York
$9.9M -$720K -15,397 -6%
BFEC
5
Benjamin F. Edwards & Company
Missouri
$5.02M -$199K -4,261 -4%
UBS Group
6
UBS Group
Switzerland
$4.81M -$1.75M -37,510 -26%
First Trust Advisors
7
First Trust Advisors
Illinois
$4.43M +$1.07M +22,859 +30%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.28M +$1.65M +35,362 +58%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$3.69M +$128K +2,743 +3%
RJA
10
Raymond James & Associates
Florida
$3.43M -$3.05M -65,357 -46%
GIA
11
Gladstone Institutional Advisory
Florida
$2.78M -$11.1K -237 -0.4%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$2.7M +$54.4K +1,164 +2%
Stifel Financial
13
Stifel Financial
Missouri
$2.59M +$143K +3,066 +6%
KWM
14
Kingsview Wealth Management
Oregon
$1.79M -$2.29M -48,991 -55%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.63M -$118K -2,525 -6%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$1.46M -$1.84M -39,410 -55%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.44M +$176K +3,764 +13%
TFA
18
Transamerica Financial Advisors
Florida
$1.37M +$203K +4,344 +17%
SPC
19
Sigma Planning Corp
Michigan
$1.27M +$22.1K +473 +2%
SWP
20
Stratos Wealth Partners
Ohio
$1.2M +$12.2K +260 +1%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.08M -$829K -17,747 -42%
GSC
22
G&S Capital
Colorado
$1.03M -$9.25K -198 -0.8%
DAS
23
Dynamic Advisor Solutions
Arizona
$993K +$8.13K +174 +0.8%
WP
24
WealthSource Partners
California
$925K +$969K +20,725 New
EH
25
Equitable Holdings
New York
$813K -$5.51K -118 -0.6%