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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Total Investment Management
Arizona
$69.4M -$211K -4,281 -0.3%
Wells Fargo
2
Wells Fargo
California
$14.1M +$893K +18,159 +7%
LPL Financial
3
LPL Financial
California
$13.1M -$66.3K -1,347 -0.5%
Morgan Stanley
4
Morgan Stanley
New York
$12.1M +$338K +6,880 +3%
UBS Group
5
UBS Group
Switzerland
$3.31M -$67.3K -1,368 -2%
Cetera Investment Advisers
6
Cetera Investment Advisers
Illinois
$3.25M +$1.82M +37,100 +145%
Raymond James Financial
7
Raymond James Financial
Florida
$2.63M -$2.56M -52,038 -51%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.53M +$381K +7,737 +19%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.46M -$68.6K -1,394 -3%
BEI
10
Benjamin Edwards Inc
Missouri
$2.33M +$625K +12,702 +39%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.01M -$72K -1,463 -4%
KWM
12
Kingsview Wealth Management
Oregon
$1.73M +$16.6K +338 +1%
Citadel Advisors
13
Citadel Advisors
Florida
$1.5M +$409K +8,309 +40%
Jones Financial Companies
14
Jones Financial Companies
Missouri
$1.46M +$658K +13,383 +90%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.46M -$1.96M -39,914 -59%
ATPW
16
Ashton Thomas Private Wealth
Arizona
$1.38M +$1.01M +20,554 +340%
Stifel Financial
17
Stifel Financial
Missouri
$1.38M +$322K +6,538 +33%
SWP
18
Stratos Wealth Partners
Ohio
$1.04M -$44K -894 -4%
GSC
19
G&S Capital
Colorado
$1.03M +$16.8K +341 +2%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$947K +$133K +2,712 +17%
EH
21
Equitable Holdings
New York
$935K +$47.3K +962 +6%
AWAG
22
ARS Wealth Advisors Group
Florida
$666K +$98 +2 +0%
KP
23
Keel Point
Alabama
$573K +$7.13K +145 +1%
PAG
24
Private Advisor Group
New Jersey
$437K +$29.8K +605 +8%
TRCT
25
Tower Research Capital (TRC)
New York
$430K -$632K -12,855 -61%
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