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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8M +$1.02M +29,793 +15%
Wells Fargo
2
Wells Fargo
California
$5.46M +$685K +20,044 +15%
LPL Financial
3
LPL Financial
California
$3M +$168K +4,928 +6%
BFEC
4
Benjamin F. Edwards & Company
Missouri
$2.92M +$1.61M +47,277 +127%
Bank of America
5
Bank of America
North Carolina
$2.42M +$157K +4,582 +7%
RJA
6
Raymond James & Associates
Florida
$1.88M +$424K +12,420 +30%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$936K +$56.4K +1,650 +6%
KWM
8
Kingsview Wealth Management
Oregon
$922K -$20.6K -604 -2%
Stifel Financial
9
Stifel Financial
Missouri
$789K +$516K +15,098 +194%
UBS Group
10
UBS Group
Switzerland
$788K +$50.5K +1,477 +7%
Jane Street
11
Jane Street
New York
$701K -$348K -10,199 -33%
GIA
12
Gladstone Institutional Advisory
Florida
$592K +$84.5K +2,474 +17%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$586K +$185K +5,421 +47%
CWM
14
Cornerstone Wealth Management
Missouri
$554K +$102K +2,983 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$434K +$49.9K +1,461 +13%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$326K +$56.5K +1,653 +21%
Citadel Advisors
17
Citadel Advisors
Florida
$298K -$286K -8,361 -49%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$262K +$14.1K +413 +6%
DADC
19
D.A. Davidson & Co
Montana
$252K +$10.2K +300 +4%
CCA
20
Clearwater Capital Advisors
Illinois
$229K -$272K -7,964 -55%
EFS
21
Econ Financial Services
Pennsylvania
$202K -$28.1K -824 -12%
AG
22
Advisor Group
Arizona
$149K -$18.1K -530 -11%
CWA
23
Clarus Wealth Advisors
Arizona
$145K – – –
WC
24
Whitnell & Co
Illinois
$20K +$4.78K +140 +32%
WEC
25
Winslow Evans & Crocker
Massachusetts
$16K – – –
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