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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Total Investment Management
Arizona
$49.1M -$136K -3,186 -0.3%
LPL Financial
2
LPL Financial
California
$16.1M -$230K -5,397 -1%
Wells Fargo
3
Wells Fargo
California
$12.4M -$3.86M -90,694 -24%
Morgan Stanley
4
Morgan Stanley
New York
$10.8M -$906K -21,275 -8%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.15M +$8.72M +204,805 +2,538%
RJA
6
Raymond James & Associates
Florida
$8.2M +$3.46M +81,235 +74%
UBS Group
7
UBS Group
Switzerland
$5.94M +$907K +21,295 +18%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$5.41M -$1.75M -41,146 -25%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.01M -$705K -16,547 -15%
KWM
10
Kingsview Wealth Management
Oregon
$3.69M +$97.8K +2,297 +3%
OPOWM
11
One Plus One Wealth Management
Florida
$3.51M +$3.48M +81,710 New
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$3.01M -$168K -3,943 -5%
Stifel Financial
13
Stifel Financial
Missouri
$2.41M +$1.37M +32,216 +135%
PAG
14
Private Advisory Group
Washington
$2.24M -$1.26M -29,590 -36%
SPC
15
Sigma Planning Corp
Michigan
$2.1M +$538K +12,624 +35%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.94M +$67.3K +1,580 +4%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.54M +$899K +21,097 +142%
First Trust Advisors
18
First Trust Advisors
Illinois
$1.27M -$3.8M -89,303 -75%
Citadel Advisors
19
Citadel Advisors
Florida
$1.23M -$513K -12,039 -30%
KDA
20
Kraft Davis & Associates
Missouri
$1.17M +$1.04M +24,330 New
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$1.16M +$741K +17,391 +179%
GSC
22
G&S Capital
Colorado
$1.12M +$894 +21 +0.1%
SWP
23
Stratos Wealth Partners
Ohio
$1.07M +$60.3K +1,416 +6%
DAS
24
Dynamic Advisor Solutions
Arizona
$1.01M – – –
AWAG
25
ARS Wealth Advisors Group
Florida
$979K -$55.8K -1,311 -5%
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