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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.93M -$126K -3,639 -2%
Wells Fargo
2
Wells Fargo
California
$4.48M -$764K -21,997 -15%
LPL Financial
3
LPL Financial
California
$2.88M -$161K -4,632 -5%
Bank of America
4
Bank of America
North Carolina
$2.83M +$274K +7,897 +11%
MFG
5
Merit Financial Group
Georgia
$2.81M +$2.71M +77,997 New
BFEC
6
Benjamin F. Edwards & Company
Missouri
$2.52M -$1.14M -32,811 -32%
GIA
7
Gladstone Institutional Advisory
Florida
$2.14M -$856K -24,671 -29%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.31M +$903K +26,029 +249%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.25M +$580K +16,708 +94%
Citadel Advisors
10
Citadel Advisors
Florida
$986K +$191K +5,506 +25%
Stifel Financial
11
Stifel Financial
Missouri
$935K -$374K -10,773 -29%
UBS Group
12
UBS Group
Switzerland
$844K +$30.9K +890 +4%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$817K +$3.96K +114 +0.5%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$565K +$67.1K +1,933 +14%
Jane Street
15
Jane Street
New York
$467K +$450K +12,956 New
KP
16
Keel Point
Alabama
$447K +$181K +5,207 +72%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$328K -$33.2K -956 -9%
DADC
18
D.A. Davidson & Co
Montana
$262K -$486 -14 -0.2%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$216K – – –
AG
20
Advisor Group
Arizona
$104K -$49.6K -1,429 -33%
SFPG
21
Stonebridge Financial Planning Group
Florida
$41K +$39.9K +1,150 New
WC
22
Whitnell & Co
Illinois
$32K +$2.95K +85 +11%
IA
23
IFP Advisors
Florida
$32K +$29.2K +842 New
WEC
24
Winslow Evans & Crocker
Massachusetts
$14K -$5.21K -150 -30%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$9K +$35 +1 +0.4%
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