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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Total Investment Management
Arizona
$67M +$444K +8,555 +0.7%
LPL Financial
2
LPL Financial
California
$13.7M -$709K -13,662 -5%
Wells Fargo
3
Wells Fargo
California
$13.5M -$1.04M -20,023 -7%
Morgan Stanley
4
Morgan Stanley
New York
$12.8M +$1.87M +36,096 +17%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.43M -$754K -14,527 -18%
UBS Group
6
UBS Group
Switzerland
$3.33M -$200K -3,849 -6%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$3.03M +$213K +4,102 +7%
GIA
8
Gladstone Institutional Advisory
Florida
$3.01M -$88.5K -1,706 -3%
KWM
9
Kingsview Wealth Management
Oregon
$2.96M -$2.8K -54 -0.1%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$2.82M -$147K -2,823 -5%
RJA
11
Raymond James & Associates
Florida
$2.79M -$255K -4,905 -8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.97M +$90.1K +1,736 +5%
Citadel Advisors
13
Citadel Advisors
Florida
$1.92M +$1.29M +24,773 +192%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.91M -$1.52M -29,229 -44%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$1.72M -$1.19M -22,867 -40%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.34M +$43.7K +842 +3%
SWP
17
Stratos Wealth Partners
Ohio
$1.28M +$260 +5 +0%
Stifel Financial
18
Stifel Financial
Missouri
$1.17M -$738K -14,217 -38%
GSC
19
G&S Capital
Colorado
$1.08M -$78.3K -1,508 -7%
DAS
20
Dynamic Advisor Solutions
Arizona
$1.08M -$52.8K -1,018 -5%
PAG
21
Private Advisory Group
Washington
$1.02M +$1.04M +20,028 New
EH
22
Equitable Holdings
New York
$904K +$156 +3 +0%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$823K +$51.6K +994 +7%
AWAG
24
ARS Wealth Advisors Group
Florida
$673K -$19.3K -371 -3%
TRCT
25
Tower Research Capital (TRC)
New York
$644K +$37K +712 +6%
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