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First Trust Mid Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.04M +$190K +5,142 +2%
Wells Fargo
2
Wells Fargo
California
$5.53M -$201K -5,449 -3%
LPL Financial
3
LPL Financial
California
$3.03M +$28K +758 +0.9%
Bank of America
4
Bank of America
North Carolina
$2.66M -$342K -9,262 -11%
KWM
5
Kingsview Wealth Management
Oregon
$1M +$850 +23 +0.1%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$954K +$813 +22 +0.1%
UBS Group
7
UBS Group
Switzerland
$897K -$20.1K -544 -2%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$805K -$146K -3,948 -15%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$765K +$6.58K +178 +0.9%
CCA
10
Clearwater Capital Advisors
Illinois
$542K -$55.4K -1,500 -9%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$440K +$182K +4,927 +70%
KIA
12
KCM Investment Advisors
California
$323K – – –
LI
13
LVZ Inc
Michigan
$322K -$60.8K -1,646 -15%
RJA
14
Raymond James & Associates
Florida
$292K -$171K -4,636 -37%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$256K +$14.5K +393 +6%
DADC
16
D.A. Davidson & Co
Montana
$252K +$253K +6,838 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$223K +$11K +297 +5%
Stifel Financial
18
Stifel Financial
Missouri
$218K +$218K +5,895 New
SG
19
StoneX Group
New York
$217K +$218K +5,895 New
CWA
20
Clarus Wealth Advisors
Arizona
$153K -$14.8K -400 -9%
AG
21
Advisor Group
Arizona
$112K -$37K -1,001 -25%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$49K +$25.2K +683 +104%
WEC
23
Winslow Evans & Crocker
Massachusetts
$18K – – –
WC
24
Whitnell & Co
Illinois
$11K – – –
FHA
25
First Horizon Advisors
Tennessee
$9K +$37 +1 +0.4%