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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.66M +$649K +18,464 +10%
Wells Fargo
2
Wells Fargo
California
$5.26M +$392K +11,151 +8%
LPL Financial
3
LPL Financial
California
$3.02M -$88.6K -2,523 -3%
RJA
4
Raymond James & Associates
Florida
$2.74M +$232K +6,610 +10%
Bank of America
5
Bank of America
North Carolina
$2.39M +$41.7K +1,188 +2%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.6M +$32.5K +925 +2%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.31M +$103K +2,936 +9%
KWM
8
Kingsview Wealth Management
Oregon
$1.18M +$189K +5,377 +20%
Jane Street
9
Jane Street
New York
$902K +$874K +24,873 New
UBS Group
10
UBS Group
Switzerland
$817K -$258K -7,354 -25%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$753K -$5.87K -167 -0.8%
CCA
12
Clearwater Capital Advisors
Illinois
$589K +$59K +1,680 +12%
LI
13
LVZ Inc
Michigan
$378K +$27.5K +783 +8%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$364K +$120K +3,416 +52%
KIA
15
KCM Investment Advisors
California
$319K – – –
CS
16
Credit Suisse
Switzerland
$247K -$1.74M -49,474 -88%
Stifel Financial
17
Stifel Financial
Missouri
$240K -$34.6K -985 -13%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$237K -$270K -7,687 -54%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$233K +$632 +18 +0.3%
SG Americas Securities
20
SG Americas Securities
New York
$175K -$12.3K -350 -7%
AG
21
Advisor Group
Arizona
$122K -$15.8K -451 -12%
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$34K – – –
WC
23
Whitnell & Co
Illinois
$18K +$17K +484 New
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$17K +$35 +1 +0.2%
WEC
25
Winslow Evans & Crocker
Massachusetts
$13.6K -$6.82K -194 -34%
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