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First Trust Mid Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.15M -$1.16M -41,003 -23%
Wells Fargo
2
Wells Fargo
California
$3.65M +$437K +15,429 +14%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$872K -$455K -16,034 -35%
KIA
4
KCM Investment Advisors
California
$495K +$59K +2,082 +14%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$480K +$158K +5,588 +53%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$396K +$3K +106 +0.8%
LPL Financial
7
LPL Financial
California
$217K +$208K +7,320 New
Bank of America
8
Bank of America
North Carolina
$82K +$72K +2,541 +1,139%
Ameriprise
9
Ameriprise
Minnesota
$60K -$5.64K -199 -9%
U
10
UBS
Switzerland
-$19K -720 Closed
AIG
11
American International Group
New York
-$12.2K -455 Closed