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First Trust Mid Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.67M +$307K +8,648 +4%
Wells Fargo
2
Wells Fargo
California
$5.6M +$164K +4,614 +3%
LPL Financial
3
LPL Financial
California
$2.94M -$164K -4,610 -5%
Bank of America
4
Bank of America
North Carolina
$2.93M +$552K +15,531 +24%
KWM
5
Kingsview Wealth Management
Oregon
$981K +$178 +5 +0%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$932K -$431K -12,119 -32%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$932K -$360K -10,119 -28%
UBS Group
8
UBS Group
Switzerland
$896K +$81.5K +2,291 +10%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$742K +$27.1K +763 +4%
CCA
10
Clearwater Capital Advisors
Illinois
$584K – – –
RJA
11
Raymond James & Associates
Florida
$452K +$162K +4,569 +57%
LI
12
LVZ Inc
Michigan
$389K +$1.56K +44 +0.4%
KIA
13
KCM Investment Advisors
California
$316K – – –
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$244K – – –
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$236K +$24.8K +697 +12%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$208K +$205K +5,769 New
CWA
17
Clarus Wealth Advisors
Arizona
$158K +$162K +4,544 New
AG
18
Advisor Group
Arizona
$146K +$24.9K +700 +21%
Manulife (Manufacturers Life Insurance)
19
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$53K – – –
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$24K +$6.54K +184 +39%
WEC
21
Winslow Evans & Crocker
Massachusetts
$18K – – –
WC
22
Whitnell & Co
Illinois
$11K – – –
Citigroup
23
Citigroup
New York
$8K – – –
FHA
24
First Horizon Advisors
Tennessee
$8K +$36 +1 +0.4%
SPIA
25
Steward Partners Investment Advisory
New York
$7K – – –