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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
TIM
1
Total Investment Management
Arizona
$50.2M +$262K +5,737 +0.5%
Wells Fargo
2
Wells Fargo
California
$18.1M +$5.82M +127,143 +44%
LPL Financial
3
LPL Financial
California
$17.1M +$717K +15,661 +4%
Morgan Stanley
4
Morgan Stanley
New York
$14.7M +$3.9M +85,314 +34%
RJA
5
Raymond James & Associates
Florida
$9.8M +$1.52M +33,282 +17%
AWM
6
AE Wealth Management
Kansas
$9.5M +$9.95M +217,383 New
UBS Group
7
UBS Group
Switzerland
$7.09M +$1.1M +24,049 +17%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$5.29M -$228K -4,974 -4%
OPOWM
9
One Plus One Wealth Management
Florida
$4.47M +$940K +20,537 +25%
KWM
10
Kingsview Wealth Management
Oregon
$3.91M +$169K +3,692 +4%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$3.44M +$395K +8,628 +12%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.25M -$861K -18,813 -20%
PAG
13
Private Advisory Group
Washington
$3M +$752K +16,440 +31%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$2.95M +$1.02M +22,333 +49%
GIA
15
Gladstone Institutional Advisory
Florida
$2.94M +$3.08M +67,390 New
SPC
16
Sigma Planning Corp
Michigan
$2.76M +$657K +14,351 +29%
Stifel Financial
17
Stifel Financial
Missouri
$2.61M +$169K +3,702 +7%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$2.56M +$2.68M +58,604 New
PAG
19
Private Advisor Group
New Jersey
$2.35M +$2.46M +53,790 New
WEG
20
World Equity Group
Illinois
$2.21M +$2.67M +58,390 New
PFA
21
Pinnacle Family Advisors
Missouri
$2.04M +$2.14M +46,730 New
OBWG
22
Onyx Bridge Wealth Group
New York
$1.93M +$1.61M +35,130 +392%
FTUS
23
Flow Traders U.S.
New York
$1.92M +$2.02M +44,046 New
Osaic Holdings
24
Osaic Holdings
Arizona
$1.46M -$109K -2,375 -7%
SMF
25
Sterling Manor Financial
New York
$1.27M +$1.33M +29,150 New
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