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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.14M -$565K -16,739 -8%
Wells Fargo
2
Wells Fargo
California
$4.2M -$418K -12,389 -8%
LPL Financial
3
LPL Financial
California
$2.49M -$14.4K -427 -0.5%
Bank of America
4
Bank of America
North Carolina
$2M -$222K -6,573 -9%
RJA
5
Raymond James & Associates
Florida
$1.28M +$1.15M +34,155 +431%
BFEC
6
Benjamin F. Edwards & Company
Missouri
$1.14M +$385K +11,396 +44%
Jane Street
7
Jane Street
New York
$928K +$1.03M +30,474 New
KWM
8
Kingsview Wealth Management
Oregon
$831K +$405 +12 +0%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$775K +$158K +4,667 +22%
UBS Group
10
UBS Group
Switzerland
$650K -$102K -3,021 -12%
Citadel Advisors
11
Citadel Advisors
Florida
$516K +$573K +16,961 New
GIA
12
Gladstone Institutional Advisory
Florida
$446K +$495K +14,662 New
CCA
13
Clearwater Capital Advisors
Illinois
$445K -$4.42K -131 -0.9%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$350K -$354K -10,476 -48%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$338K +$374K +11,086 New
LI
16
LVZ Inc
Michigan
$280K +$641 +19 +0.2%
TSS
17
Two Sigma Securities
New York
$239K +$265K +7,862 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$238K -$140K -4,154 -35%
Stifel Financial
19
Stifel Financial
Missouri
$238K +$63.2K +1,871 +32%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$219K +$7.87K +233 +3%
DADC
21
D.A. Davidson & Co
Montana
$213K +$5.57K +165 +2%
EFS
22
Econ Financial Services
Pennsylvania
$203K +$225K +6,660 New
AG
23
Advisor Group
Arizona
$147K +$60.1K +1,781 +58%
CWA
24
Clarus Wealth Advisors
Arizona
$128K +$1.69K +50 +1%
WEC
25
Winslow Evans & Crocker
Massachusetts
$14K – – –
1
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