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First Trust Mid Cap Value AlphaDEX Fund
FNK

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.38M -$703K -21,666 -19%
BFEC
2
Benjamin F. Edwards & Company
Missouri
$2M -$1.09M -33,491 -37%
LPL Financial
3
LPL Financial
California
$1.98M +$704K +21,695 +64%
Bank of America
4
Bank of America
North Carolina
$1.63M -$728K -22,444 -33%
KWM
5
Kingsview Wealth Management
Oregon
$1.3M +$667K +20,564 +130%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$1.12M +$152K +4,675 +18%
WP
7
WealthSource Partners
California
$1.09M +$987K +30,425 New
Wells Fargo
8
Wells Fargo
California
$1.07M -$409K -12,601 -30%
Stifel Financial
9
Stifel Financial
Missouri
$982K -$463K -14,278 -34%
UBS Group
10
UBS Group
Switzerland
$681K -$68.3K -2,105 -10%
Osaic Holdings
11
Osaic Holdings
Arizona
$667K -$874K -26,952 -59%
KP
12
Keel Point
Alabama
$551K -$35K -1,079 -7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$408K -$35.4K -1,090 -9%
SWP
14
Stratos Wealth Partners
Ohio
$259K +$235K +7,260 New
DADC
15
D.A. Davidson & Co
Montana
$220K +$199K +6,150 New
Thrivent Financial for Lutherans
16
Thrivent Financial for Lutherans
Minnesota
$212K – – –
TRCT
17
Tower Research Capital (TRC)
New York
$180K -$323K -9,967 -66%
FFA
18
Founders Financial Alliance
North Carolina
$101K – – –
APA
19
American Portfolios Advisors
New York
$93.6K +$85K +2,620 New
SFPG
20
Stonebridge Financial Planning Group
Florida
$18K – – –
CFGS
21
Concourse Financial Group Securities
Alabama
$17K – – –
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$9K – – –
GEA
23
Glen Eagle Advisors
New Jersey
$7.15K – – –
SPIA
24
Steward Partners Investment Advisory
New York
$6K – – –
AWA
25
Arkadios Wealth Advisors
Georgia
$6K +$6.1K +188 New
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