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First Trust Emerging Markets AlphaDEX Fund

104 hedge funds and large institutions have $373M invested in First Trust Emerging Markets AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 51 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.95% more ownership

Funds ownership: 63.23%64.18% (+0.95%)

5% less funds holding

Funds holding: 109104 (-5)

17% less capital invested

Capital invested by funds: $449M → $373M (-$75.6M)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

45% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 51

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
104
Holders Change
-5
Holders Change %
-4.59%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
28
Reduced
51
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
76
Concourse Financial Group Securities
Alabama
$232K -$361K -14,964 -60%
SG
77
StoneX Group
New York
$231K +$28.8K +1,194 +14%
Cetera Investment Advisers
78
Cetera Investment Advisers
Illinois
$230K -$26.1K -1,082 -10%
JCM
79
Jacobi Capital Management
Pennsylvania
$221K -$8.86K -367 -4%
MIH
80
Meitav Investment House
Israel
$208K +$213K +8,800 New
PTC
81
Private Trust Company
Ohio
$200K +$6.25K +259 +3%
CIAS
82
Capital Investment Advisory Services
North Carolina
$187K -$30.8K -1,275 -14%
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$124K +$749 +31 +0.6%
GWM
84
Geneos Wealth Management
Colorado
$122K +$4.83K +200 +4%
AIC
85
Ameritas Investment Company
Nebraska
$100K +$103K +4,245 New
GSWM
86
Golden State Wealth Management
California
$45K
CHC
87
City Holding Co
West Virginia
$44K
CFD
88
Creative Financial Designs
Indiana
$30K +$30.8K +1,277 New
MIFH
89
Migdal Insurance & Financial Holdings
Israel
$23K
FGAM
90
Financial Gravity Asset Management
Texas
$19K -$16.6K -689 -46%
AA
91
AlphaMark Advisors
Kentucky
$12K
HPC
92
HM Payson & Co
Maine
$12K
GRP
93
Global Retirement Partners
California
$9K
NFG
94
Next Financial Group
Texas
$9K
Fidelity Investments
95
Fidelity Investments
Massachusetts
$5K +$3.02K +125 +129%
MA
96
MCF Advisors
Kentucky
$3K -$2.54K -105 -49%
FPS
97
Fieldpoint Private Securities
Connecticut
$3K
PO
98
Private Ocean
California
$3K +$2.08K +86 New
FEM
99
Fulcrum Equity Management
Texas
$2K -$1.61M -66,581 -100%
PFGIA
100
Patriot Financial Group Insurance Agency
Massachusetts
$2K

FEM Hedge Fund Activity: Q3 2019 in Review

104 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2019, worth a combined $373M — down 17% from $449M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FEM and 13 opened new positions — a net loss of 5 holders — while 51 trimmed existing stakes and 28 added.

The largest buyer was Royal Bank of Canada, adding an estimated $4.32M. The largest seller was Morgan Stanley, cutting an estimated $17.3M.

  • 104 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2019, down from 109 in Q2 2019.
  • Funds reported $373M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2019, down 17% quarter-over-quarter.
  • 13 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2019 and 18 closed out, a net change of -5 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2019 was Royal Bank of Canada, an estimated $4.32M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $17.3M sold.

Based on aggregated 13F filings for Q3 2019.