Fieldpoint Private Securities’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Fieldpoint Private Securities’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-140	Closed	-$3K	–	658
2019 Q3	$3K	Hold	140	–	–	﹤0.01%	659
2019 Q2	$4K	Buy	+140	New	+$3.41K	﹤0.01%	689

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Fieldpoint Private Securities's FEM Position: Q4 2019 in Review

Fieldpoint Private Securities sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q4 2019, closing a stake of 140 shares — an estimated $3K sold.

Fieldpoint Private Securities first reported a position in FEM in Q2 2019 and held it in 2 quarters. The position peaked at $4K in Q2 2019. 126 funds tracked by Wall St. Rank hold FEM as of Q4 2019.

Fieldpoint Private Securities reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Fieldpoint Private Securities sold 140 First Trust Emerging Markets AlphaDEX Fund shares in Q4 2019, an estimated $3K.
Fieldpoint Private Securities first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2019 and held it in 2 quarters.
Fieldpoint Private Securities's First Trust Emerging Markets AlphaDEX Fund position peaked at $4K in Q2 2019.
126 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q4 2019.

Based on Fieldpoint Private Securities's 13F filing for Q4 2019, filed 10 Feb 2020.