Golden State Wealth Management’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Golden State Wealth Management’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,900	Closed	-$45K	–	346
2019 Q3	$45K	Hold	1,900	–	–	0.01%	456
2019 Q2	$47K	Sell	1,900 -1,805	-49%	-$43.9K	0.01%	471
2019 Q1	$93K	Buy	+3,705	New	+$91.9K	0.03%	332

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Golden State Wealth Management's FEM Position: Q4 2019 in Review

Golden State Wealth Management sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q4 2019, closing a stake of 1,900 shares — an estimated $45K sold.

Golden State Wealth Management first reported a position in FEM in Q1 2019 and held it in 3 quarters. The position peaked at $93K in Q1 2019. 126 funds tracked by Wall St. Rank hold FEM as of Q4 2019.

Golden State Wealth Management reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Golden State Wealth Management sold 1,900 First Trust Emerging Markets AlphaDEX Fund shares in Q4 2019, an estimated $45K.
Golden State Wealth Management first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q1 2019 and held it in 3 quarters.
Golden State Wealth Management's First Trust Emerging Markets AlphaDEX Fund position peaked at $93K in Q1 2019.
126 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.