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First Trust Emerging Markets AlphaDEX Fund

104 hedge funds and large institutions have $373M invested in First Trust Emerging Markets AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 51 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.95% more ownership

Funds ownership: 63.23%64.18% (+0.95%)

5% less funds holding

Funds holding: 109104 (-5)

17% less capital invested

Capital invested by funds: $449M → $373M (-$75.6M)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

45% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 51

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
104
Holders Change
-5
Holders Change %
-4.59%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
28
Reduced
51
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
51
Sowell Financial Services
Arkansas
$575K +$590K +24,414 New
CS
52
Comerica Securities
Michigan
$562K -$49.7K -2,059 -8%
RFWA
53
RPg Family Wealth Advisory
Massachusetts
$525K -$6.33K -262 -1%
RG
54
Rathbones Group
United Kingdom
$502K -$295K -12,212 -36%
SPC
55
Sigma Planning Corp
Michigan
$487K +$113K +4,688 +29%
CAM
56
Cozad Asset Management
Illinois
$483K -$15.1K -625 -3%
FIM
57
Freedom Investment Management
Connecticut
$472K -$120K -4,963 -20%
CP
58
Camelot Portfolios
Ohio
$460K -$424K -17,567 -47%
CA
59
Claro Advisors
Massachusetts
$459K +$27.6K +1,144 +6%
SCA
60
Snowden Capital Advisors
New York
$448K +$6.21K +257 +1%
AWA
61
Acorn Wealth Advisors
Michigan
$435K +$9.61K +398 +2%
BTS
62
BB&T Securities
Virginia
$423K -$9.15M -379,095 -95%
HCIA
63
Hochman Cole Investment Advisors
Illinois
$399K -$12.4K -513 -3%
APA
64
American Portfolios Advisors
New York
$388K -$117K -4,865 -23%
CWA
65
Clarus Wealth Advisors
Arizona
$375K +$29.2K +1,209 +8%
QCIG
66
Quad-Cities Investment Group
Iowa
$367K +$30.2K +1,252 +9%
IWM
67
IHT Wealth Management
Illinois
$364K -$84.1K -3,481 -18%
OC
68
Oppenheimer & Co
New York
$356K -$3.14K -130 -0.9%
WAP
69
Wealthcare Advisory Partners
Pennsylvania
$351K +$942 +39 +0.3%
WPSG
70
Wealth & Pension Services Group
Georgia
$336K +$9.2K +381 +3%
VCM
71
Virtue Capital Management
Tennessee
$328K +$337K +13,946 New
Citigroup
72
Citigroup
New York
$319K -$104K -4,311 -24%
BFEC
73
Benjamin F. Edwards & Company
Missouri
$270K -$143K -5,903 -34%
RIA
74
Regal Investment Advisors
Michigan
$239K -$2.78K -115 -1%
FTUS
75
Flow Traders U.S.
New York
$235K +$240K +9,938 New

FEM Hedge Fund Activity: Q3 2019 in Review

104 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q3 2019, worth a combined $373M — down 17% from $449M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FEM and 13 opened new positions — a net loss of 5 holders — while 51 trimmed existing stakes and 28 added.

The largest buyer was Royal Bank of Canada, adding an estimated $4.32M. The largest seller was Morgan Stanley, cutting an estimated $17.3M.

  • 104 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q3 2019, down from 109 in Q2 2019.
  • Funds reported $373M of First Trust Emerging Markets AlphaDEX Fund stock for Q3 2019, down 17% quarter-over-quarter.
  • 13 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q3 2019 and 18 closed out, a net change of -5 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q3 2019 was Royal Bank of Canada, an estimated $4.32M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $17.3M sold.

Based on aggregated 13F filings for Q3 2019.