Cozad Asset Management’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Cozad Asset Management’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-10,175	Closed	-$214K	–	330
2020 Q2	$214K	Sell	10,175 -7,725	-43%	-$153K	0.04%	300
2020 Q1	$315K	Sell	17,900 -2,600	-13%	-$61.2K	0.11%	160
2019 Q4	$544K	Hold	20,500	–	–	0.15%	139
2019 Q3	$483K	Sell	20,500 -625	-3%	-$15.1K	0.14%	147
2019 Q2	$532K	Buy	21,125 +200	+1%	+$4.87K	0.15%	134
2019 Q1	$524K	Buy	20,925 +500	+2%	+$12.4K	0.16%	138
2018 Q4	$466K	Buy	+20,425	New	+$479K	0.16%	139

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AFA

American Financial Advisors Marietta, Georgia $831M AUM 21.38% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Cozad Asset Management's FEM Position: Q3 2020 in Review

Cozad Asset Management sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q3 2020, closing a stake of 10,175 shares — an estimated $214K sold.

Cozad Asset Management first reported a position in FEM in Q4 2018 and held it in 7 quarters. The position peaked at $544K in Q4 2019. 103 funds tracked by Wall St. Rank hold FEM as of Q3 2020.

Cozad Asset Management reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Cozad Asset Management sold 10,175 First Trust Emerging Markets AlphaDEX Fund shares in Q3 2020, an estimated $214K.
Cozad Asset Management first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q4 2018 and held it in 7 quarters.
Cozad Asset Management's First Trust Emerging Markets AlphaDEX Fund position peaked at $544K in Q4 2019.
103 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q3 2020.

Based on Cozad Asset Management's 13F filing for Q3 2020, filed 28 Oct 2020.