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First Trust Emerging Markets AlphaDEX Fund
FEM

Overview Fund Activity

83 hedge funds and large institutions have $278M invested in First Trust Emerging Markets AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 42 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
+12
Holders Change %
+16.9%
% of All Funds
1.89%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
42
Reduced
17
Closed
9
Calls
–
Puts
$341K
Net Calls
-$341K
Net Calls Change
+$338K

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$56.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$63.3M
3
LPL Financial
3
LPL Financial
California
$6.81M
4
LPT
4
Legacy Private Trust
Wisconsin
$3.06M
5
UBS Group
5
UBS Group
Switzerland
$9.14M

Top Sellers

1
SI
1
SII Investments
Wisconsin
$0
2
Jane Street
2
Jane Street
New York
$0
3
HA
3
Hays Advisory
Tennessee
$7.91M
4
Citadel Advisors
4
Citadel Advisors
Florida
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$8.46M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFS
26
Prospera Financial Services
Texas
$1.27M +$110K +3,930 +10%
SAM
27
SignalPoint Asset Management
Missouri
$1.25M -$65.4K -2,344 -5%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.2M +$125K +4,483 +12%
FHA
29
First Horizon Advisors
Tennessee
$1.13M -$218K -7,445 -16%
CS
30
Comerica Securities
Michigan
$1.12M -$49.3K -1,769 -4%
SPIA
31
Steward Partners Investment Advisory
New York
$1.12M +$21.6K +774 +2%
SS
32
Simplicity Solutions
Minnesota
$1.09M +$133K +4,774 +14%
BCM
33
Breiter Capital Management
Florida
$930K +$930K +33,316 New
SB
34
Suntrust Banks
Georgia
$911K +$30.9K +1,217 +4%
LI
35
LVZ Inc
Michigan
$845K +$57.2K +2,049 +7%
BRF
36
B. Riley Financial
California
$822K +$45K +1,615 +6%
DADC
37
D.A. Davidson & Co
Montana
$785K +$419K +15,021 +115%
DC
38
Davenport & Co
Virginia
$777K +$482K +17,285 +164%
FHC
39
First Heartland Consultants
Missouri
$669K +$7.76K +278 +1%
Goldman Sachs
40
Goldman Sachs
New York
$666K +$666K +23,857 New
RPG
41
Risk Paradigm Group
Texas
$654K +$1.51K +54 +0.2%
CWM
42
Cornerstone Wealth Management
Missouri
$626K +$11.2K +380 +2%
US Bancorp
43
US Bancorp
Minnesota
$599K +$149K +5,334 +33%
LWAC
44
Laurel Wealth Advisors (California)
California
$588K +$309K +11,100 +111%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$538K +$187K +6,722 +53%
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$510K +$36.1K +1,293 +8%
APA
47
American Portfolios Advisors
New York
$506K +$506K +18,127 New
EWM
48
Empirical Wealth Management
Washington
$487K +$642 +23 +0.1%
CPIG
49
Chicago Partners Investment Group
Illinois
$471K +$3.04K +109 +0.6%
OC
50
Oppenheimer & Co
New York
$469K -$9.19K -329 -2%
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