SII Investments’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

SII Investments’s Portfolio FEM Stock Details FEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-183,677	Closed	-$5.03M	–	467
2017 Q3	$5.03M	Buy	183,677 +45,614	+33%	+$1.19M	0.29%	69
2017 Q2	$3.23M	Buy	138,063 +58,350	+73%	+$1.34M	0.2%	102
2017 Q1	$1.82M	Buy	+79,713	New	+$1.78M	0.13%	133
2016 Q2	–	Sell	-13,058	Closed	-$251K	–	596
2016 Q1	$251K	Buy	+13,058	New	+$226K	0.02%	478
2015 Q3	–	Sell	-13,262	Closed	-$305K	–	562
2015 Q2	$305K	Buy	+13,262	New	+$323K	0.04%	386

Other funds holding FEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

HFS

HL Financial Services Louisville, Kentucky $6.5B AUM 9.56% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

MIFH

Migdal Insurance & Financial Holdings Petach Tikva, Israel $11.5B AUM 52.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SII Investments's FEM Position: Q4 2017 in Review

SII Investments sold out of First Trust Emerging Markets AlphaDEX Fund (FEM) in Q4 2017, closing a stake of 183,677 shares — an estimated $5.03M sold.

SII Investments first reported a position in FEM in Q2 2015 and held it in 5 quarters. The position peaked at $5.03M in Q3 2017. 83 funds tracked by Wall St. Rank hold FEM as of Q4 2017.

SII Investments reported no remaining First Trust Emerging Markets AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
SII Investments sold 183,677 First Trust Emerging Markets AlphaDEX Fund shares in Q4 2017, an estimated $5.03M.
SII Investments first reported a position in First Trust Emerging Markets AlphaDEX Fund in Q2 2015 and held it in 5 quarters.
SII Investments's First Trust Emerging Markets AlphaDEX Fund position peaked at $5.03M in Q3 2017.
83 funds tracked by Wall St. Rank held First Trust Emerging Markets AlphaDEX Fund as of Q4 2017.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.