B. Riley Financial’s First Trust Emerging Markets AlphaDEX Fund FEM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-15,865	Closed	-$465K	–	322
2018 Q1	$465K	Sell	15,865 -13,606	-46%	-$399K	0.13%	158
2017 Q4	$822K	Buy	29,471 +1,615	+6%	+$45K	0.21%	104
2017 Q3	$762K	Buy	+27,856	New	+$762K	0.21%	108