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First Trust Emerging Markets AlphaDEX Fund

46 hedge funds and large institutions have $57.7M invested in First Trust Emerging Markets AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 10 increasing their positions, 21 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

18% more funds holding

Funds holding: 3946 (+7)

5% less capital invested

Capital invested by funds: $60.8M → $57.7M (-$3.11M)

5.4% less ownership

Funds ownership: 47.68%42.27% (-5.4%)

52% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 21

Holders
46
Holders Change
+7
Holders Change %
+17.95%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
10
Reduced
21
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$294K
SI
27
SII Investments
Wisconsin
$251K +$226K +13,058 New
DADC
28
D.A. Davidson & Co
Montana
$217K +$12.1K +700 +7%
VFS
29
VSR Financial Services
Kansas
$206K +$8.85K +511 +5%
WA
30
WFG Advisors
Texas
$146K +$1.02K +59 +0.8%
CPIG
31
Chicago Partners Investment Group
Illinois
$145K
MFS
32
MSI Financial Services
Massachusetts
$141K +$69.9K +4,036 +122%
WEC
33
Winslow Evans & Crocker
Massachusetts
$99.2K -$13.2K -761 -13%
Fifth Third Bancorp
34
Fifth Third Bancorp
Ohio
$96K +$86.8K +5,011 New
IA
35
IFP Advisors
Florida
$86K +$25.1K +1,452 +72%
Citigroup
36
Citigroup
New York
$58K -$277 -16 -0.5%
AIG
37
American International Group
New York
$47K -$14K -811 -25%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$43K
BWA
39
Burt Wealth Advisors
Maryland
$23K +$20.7K +1,197 New
TRCT
40
Tower Research Capital (TRC)
New York
$18K +$10.5K +607 +186%
Manulife (Manufacturers Life Insurance)
41
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18K +$15.9K +916 New
FAM
42
Formidable Asset Management
Ohio
$14K -$1.3K -75 -9%
Creative Planning
43
Creative Planning
Kansas
$7K
Northwestern Mutual Wealth Management
44
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3.03K +175 New
GWM
45
Geneos Wealth Management
Colorado
$3K +$3.29K +190 New
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
-$882K -48,884 Closed
TFA
47
Transamerica Financial Advisors
Florida
-$153K -8,490 Closed
JFGIW
48
Johnson Financial Group Inc (Wisconsin)
Wisconsin
-$7K -377 Closed

FEM Hedge Fund Activity: Q1 2016 in Review

46 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets AlphaDEX Fund (FEM) for Q1 2016, worth a combined $57.7M — down 5.1% from $60.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FEM positions and 3 closed out — a net gain of 7 holders — while 10 added to existing stakes and 21 trimmed.

The largest buyer was Risk Paradigm Group, opening a new position worth an estimated $1.76M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $4.94M.

  • 46 institutional investors held First Trust Emerging Markets AlphaDEX Fund (FEM) as of Q1 2016, up from 39 in Q4 2015.
  • Funds reported $57.7M of First Trust Emerging Markets AlphaDEX Fund stock for Q1 2016, down 5.1% quarter-over-quarter.
  • 10 funds opened new First Trust Emerging Markets AlphaDEX Fund positions in Q1 2016 and 3 closed out, a net change of +7 holders.
  • The largest First Trust Emerging Markets AlphaDEX Fund buyer in Q1 2016 was Risk Paradigm Group, an estimated $1.76M added.
  • The largest First Trust Emerging Markets AlphaDEX Fund seller in Q1 2016 was Raymond James Financial Services Advisors, an estimated $4.94M sold.

Based on aggregated 13F filings for Q1 2016.