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ERC

Allspring Multi-Sector Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
51
Concourse Financial Group Securities
Alabama
$14K
FIA
52
FNY Investment Advisers
New York
$12K +$4.67K +390 +58%
GWMIA
53
Global Wealth Management Investment Advisory
Florida
$10K
TFS
54
TrustCore Financial Services
Tennessee
$10K
Fifth Third Bancorp
55
Fifth Third Bancorp
Ohio
$8K +$8.09K +676 New
WAS
56
Winch Advisory Services
Wisconsin
$1K +$36 +3 +3%
WAM
57
Wolverine Asset Management
Illinois
-$1.34M -120,594 Closed
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
-$1.31M -118,397 Closed
CRC
59
Curi RMB Capital
Illinois
-$1.29M -116,437 Closed
SCM
60
Saba Capital Management
New York
-$1.03M -92,684 Closed
PPA
61
Parametric Portfolio Associates
Washington
-$582K -52,461 Closed
RCM
62
Rivernorth Capital Management
Florida
-$456K -41,499 Closed
AA
63
AQR Arbitrage
Connecticut
-$260K -23,423 Closed
OC
64
Oppenheimer & Co
New York
-$144K -13,000 Closed
COLIM
65
City of London Investment Management
United Kingdom
-$124K -11,189 Closed
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
-$117K -10,582 Closed
BI
67
Bramshill Investments
Florida
-$33K -2,950 Closed
IA
68
IFP Advisors
Florida
-$16K -1,429 Closed
Fidelity Investments
69
Fidelity Investments
Massachusetts
+$12 +1 New