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WisdomTree US SmallCap Earnings Fund
EES

139 hedge funds and large institutions have $462M invested in WisdomTree US SmallCap Earnings Fund in 2019 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 44 increasing their positions, 36 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 12

50% more funds holding in top 10

Funds holding in top 10: 4 → 6 (+2)

22% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 36

14% more funds holding

Funds holding: 122 → 139 (+17)

10% more capital invested

Capital invested by funds: $422M → $462M (+$40.4M)

2.67% more ownership

Funds ownership: 52.86% → 55.53% (+2.7%)

Holders
139
Holders Change
+17
Holders Change %
+13.93%
% of All Funds
2.74%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.12%
New
30
Increased
44
Reduced
36
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
9WM
9258 Wealth Management
Ohio
+$4.15M
2
Bank of America
Bank of America
North Carolina
+$3.32M
3
CCFM
Clear Creek Financial Management
Washington
+$3.05M
4
Citadel Advisors
Citadel Advisors
Florida
+$1.49M
5
AAS
Avantax Advisory Services
Texas
+$1.48M

Top Sellers

Rank Fund Capital Flow
1
DLIC
Daido Life Insurance Company
Japan
-$14.8M
2
Jane Street
Jane Street
New York
-$3.16M
3
AW
ACG Wealth
Georgia
-$2.58M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$2.57M
5
UBS AM
UBS AM
Illinois
-$2.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
RCA
126
Ranch Capital Advisors
Florida
$14K +$13.3K +359 New
KPW
127
Kore Private Wealth
New York
$12K +$11.2K +304 New
CAAS
128
Capital Asset Advisory Services
Michigan
$10K +$10.2K +275 New
MPWT
129
MassMutual Private Wealth & Trust
Connecticut
$9K – – –
AC
130
AlphaCore Capital
California
$8K +$7.28K +197 New
AIC
131
Archer Investment Corporation
Indiana
$6K +$6.09K +165 New
CFD
132
Creative Financial Designs
Indiana
$5K +$111 +3 +3%
GEA
133
Glen Eagle Advisors
New Jersey
$4.96K +$887 +24 +23%
AA
134
Ancora Advisors
Ohio
$4K +$3.51K +95 New
GI
135
Gradient Investments
Minnesota
$3K – – –
HFM
136
Hartford Financial Management
Connecticut
$3K – – –
AF
137
Allworth Financial
California
$1K – – –
AWM
138
Avior Wealth Management
Nebraska
$1K – – –
WP
139
WealthShield Partners
North Carolina
$1K – – –
DLIC
140
Daido Life Insurance Company
Japan
– -$14.8M -414,720 Closed
UBS AM
141
UBS AM
Illinois
– -$2.52M -70,890 Closed
GSWM
142
Golden State Wealth Management
California
– -$2.05M -57,627 Closed
Goldman Sachs
143
Goldman Sachs
New York
– -$1.78M -50,000 Closed
Susquehanna International Group
144
Susquehanna International Group
Pennsylvania
– -$1.7M -47,803 Closed
FTUS
145
Flow Traders U.S.
New York
– -$1.15M -32,182 Closed
CAC
146
Certified Advisory Corp
Florida
– -$43K -1,200 Closed
FAAS
147
First Allied Advisory Services
California
– -$35K -1,028 Closed
TC
148
Truvestments Capital
Florida
– -$31K -882 Closed
CAPTRUST Financial Advisors
149
CAPTRUST Financial Advisors
North Carolina
– -$24K -684 Closed
AP
150
Advisors Preferred
Maryland
– -$11K -296 Closed
3 4 5
6
7

EES Hedge Fund Activity: Q4 2019 in Review

139 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2019, worth a combined $462M — up 9.6% from $422M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new EES positions and 12 closed out — a net gain of 18 holders — while 44 added to existing stakes and 36 trimmed.

The largest buyer was 9258 Wealth Management, opening a new position worth an estimated $4.15M. The largest seller was Daido Life Insurance Company, exiting entirely with an estimated $14.8M sold.

  • 139 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2019, up from 122 in Q3 2019.
  • Funds reported $462M of WisdomTree US SmallCap Earnings Fund stock for Q4 2019, up 9.6% quarter-over-quarter.
  • 30 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2019 and 12 closed out, a net change of +18 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2019 was 9258 Wealth Management, an estimated $4.15M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2019 was Daido Life Insurance Company, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2019.