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WisdomTree US SmallCap Earnings Fund
EES

139 hedge funds and large institutions have $462M invested in WisdomTree US SmallCap Earnings Fund in 2019 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 44 increasing their positions, 36 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 12

50% more funds holding in top 10

Funds holding in top 10: 4 → 6 (+2)

22% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 36

14% more funds holding

Funds holding: 122 → 139 (+17)

10% more capital invested

Capital invested by funds: $422M → $462M (+$40.4M)

2.67% more ownership

Funds ownership: 52.86% → 55.53% (+2.7%)

Holders
139
Holders Change
+17
Holders Change %
+13.93%
% of All Funds
2.74%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.12%
New
30
Increased
44
Reduced
36
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
9WM
9258 Wealth Management
Ohio
+$4.15M
2
Bank of America
Bank of America
North Carolina
+$3.32M
3
CCFM
Clear Creek Financial Management
Washington
+$3.05M
4
Citadel Advisors
Citadel Advisors
Florida
+$1.49M
5
AAS
Avantax Advisory Services
Texas
+$1.48M

Top Sellers

1
DLIC
Daido Life Insurance Company
Japan
-$14.8M
2
Jane Street
Jane Street
New York
-$3.16M
3
AW
ACG Wealth
Georgia
-$2.58M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
-$2.57M
5
UBS AM
UBS AM
Illinois
-$2.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
OC
26
Oppenheimer & Co
New York
$4.16M +$746K +20,207 +23%
Citigroup
27
Citigroup
New York
$4.08M -$8.61K -233 -0.2%
PCM
28
Perritt Capital Management
Illinois
$3.97M +$911K +24,659 +31%
MWM
29
Marietta Wealth Management
Georgia
$3.81M +$23.6K +640 +0.7%
SAM
30
Smithbridge Asset Management
Pennsylvania
$3.49M +$93.8K +2,540 +3%
SS
31
Simplicity Solutions
Minnesota
$2.99M +$708K +19,172 +33%
S
32
Surevest
California
$2.96M +$164K +4,431 +6%
FA
33
Forefront Analytics
Pennsylvania
$2.85M +$552K +14,935 +25%
CAN
34
Cetera Advisor Networks
California
$2.84M +$205K +5,547 +8%
PA
35
PSI Advisors
Florida
$2.76M +$2.65M +71,782 New
OL
36
Optas LLC
Texas
$2.72M +$2.62M +70,853 New
CANC
37
Culbertson A N & Co
Virginia
$2.71M -$57.5K -1,557 -2%
Northwestern Mutual Wealth Management
38
Northwestern Mutual Wealth Management
Wisconsin
$2.54M -$88.4K -2,394 -3%
JMPWA
39
JP Morgan Private Wealth Advisors
California
$2.44M -$83.2K -2,253 -3%
Stifel Financial
40
Stifel Financial
Missouri
$2.27M +$117K +3,165 +6%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$2.18M -$2.57M -69,662 -50%
KLI
42
Kelman-Lazarov Inc
Tennessee
$2.1M -$272K -7,357 -12%
HWM
43
Howard Wealth Management
Connecticut
$2.08M +$2M +54,175 New
AG
44
Advisor Group
Arizona
$2.06M +$321K +8,681 +19%
PA
45
Pinnacle Associates
New York
$2.06M -$18.6K -504 -0.9%
PWMAG
46
Pinnacle Wealth Management Advisory Group
New Jersey
$2.03M -$28.8K -779 -1%
CF
47
Centaurus Financial
California
$2M +$67.2K +1,820 +4%
BFG
48
Barber Financial Group
Kansas
$1.97M -$162K -4,383 -8%
TVAMP
49
Tennessee Valley Asset Management Partners
Tennessee
$1.91M +$4.84K +131 +0.3%
TAM
50
Townsend Asset Management
North Carolina
$1.8M +$1.73M +46,788 New
1
2
3 4 5

EES Hedge Fund Activity: Q4 2019 in Review

139 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2019, worth a combined $462M — up 9.6% from $422M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new EES positions and 12 closed out — a net gain of 18 holders — while 44 added to existing stakes and 36 trimmed.

The largest buyer was 9258 Wealth Management, opening a new position worth an estimated $4.15M. The largest seller was Daido Life Insurance Company, exiting entirely with an estimated $14.8M sold.

  • 139 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2019, up from 122 in Q3 2019.
  • Funds reported $462M of WisdomTree US SmallCap Earnings Fund stock for Q4 2019, up 9.6% quarter-over-quarter.
  • 30 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2019 and 12 closed out, a net change of +18 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2019 was 9258 Wealth Management, an estimated $4.15M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2019 was Daido Life Insurance Company, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2019.