We are live on ! Find out more
EES icon

WisdomTree US SmallCap Earnings Fund
EES

116 hedge funds and large institutions have $360M invested in WisdomTree US SmallCap Earnings Fund in 2019 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 41 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

78% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 23

25% more capital invested

Capital invested by funds: $288M → $360M (+$71.6M)

6% more funds holding

Funds holding: 109 → 116 (+7)

2.05% more ownership

Funds ownership: 47.14% → 49.18% (+2%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
116
Holders Change
+7
Holders Change %
+6.42%
% of All Funds
2.51%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
17
Increased
41
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$6.01M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$5.04M
3
UBS Group
UBS Group
Switzerland
+$4.2M
4
SAM
Smithbridge Asset Management
Pennsylvania
+$3.12M
5
SWM
SVA Wealth Management
Wisconsin
+$2.82M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.73M
2
FA
Forefront Analytics
Pennsylvania
-$1.09M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$861K
4
BFG
Barber Financial Group
Kansas
-$743K
5
PS
Portfolio Solutions
Michigan
-$611K
Name Holding Trade Value Shares
Change 		Change in
Stake
S
26
Surevest
California
$2.38M +$696K +19,304 +41%
Citadel Advisors
27
Citadel Advisors
Florida
$2.27M +$2.27M +62,882 New
CCA
28
Clearwater Capital Advisors
Illinois
$2.17M -$444K -12,299 -17%
Rockefeller Capital Management
29
Rockefeller Capital Management
New York
$2.06M +$2.06M +57,159 New
MWM
30
Marietta Wealth Management
Georgia
$2.05M +$14.3K +395 +0.7%
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$2.02M +$206K +5,700 +11%
GSWM
32
Golden State Wealth Management
California
$1.98M +$1.97M +54,696 New
BFG
33
Barber Financial Group
Kansas
$1.94M -$743K -20,592 -28%
OC
34
Oppenheimer & Co
New York
$1.76M +$506K +14,031 +40%
TVAMP
35
Tennessee Valley Asset Management Partners
Tennessee
$1.75M -$2.63K -73 -0.2%
PA
36
Pinnacle Associates
New York
$1.66M +$418K +11,590 +34%
PWMAG
37
Pinnacle Wealth Management Advisory Group
New Jersey
$1.65M +$414K +11,480 +34%
PCM
38
Perritt Capital Management
Illinois
$1.63M +$830 +23 +0.1%
HFA
39
Huber Financial Advisors
Illinois
$1.44M +$1.44M +39,858 New
CA
40
Continuum Advisory
Idaho
$1.35M +$823K +22,821 +163%
GRP
41
Global Retirement Partners
California
$1.28M – – –
Citigroup
42
Citigroup
New York
$1.15M -$546K -15,140 -32%
PFGIA
43
Patriot Financial Group Insurance Agency
Massachusetts
$1.14M +$261K +7,244 +30%
UCFA
44
United Capital Financial Advisors
Texas
$1.13M -$154K -4,282 -12%
AG
45
Advisor Group
Arizona
$1.1M +$241K +6,693 +28%
CSA
46
Cottage Street Advisors
Massachusetts
$1.09M +$10.8K +300 +1%
AW
47
ACG Wealth
Georgia
$1.01M -$36.8K -1,021 -4%
CAN
48
Cetera Advisor Networks
California
$876K +$330K +9,144 +60%
MIC
49
Means Investment Company
Maine
$872K -$3.21K -89 -0.4%
SWP
50
Stratos Wealth Partners
Ohio
$853K -$8.44K -234 -1%
1
2
3 4 5

EES Hedge Fund Activity: Q1 2019 in Review

116 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2019, worth a combined $360M — up 25% from $288M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new EES positions and 8 closed out — a net gain of 9 holders — while 41 added to existing stakes and 23 trimmed.

The largest buyer was Bank of America, adding an estimated $6.01M. The largest seller was Morgan Stanley, cutting an estimated $1.73M.

  • 116 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2019, up from 109 in Q4 2018.
  • Funds reported $360M of WisdomTree US SmallCap Earnings Fund stock for Q1 2019, up 25% quarter-over-quarter.
  • 17 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2019 and 8 closed out, a net change of +9 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2019 was Bank of America, an estimated $6.01M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2019 was Morgan Stanley, an estimated $1.73M sold.

Based on aggregated 13F filings for Q1 2019.