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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

82 hedge funds and large institutions have $283M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2021 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

140% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 5

4% more funds holding

Funds holding: 79 → 82 (+3)

1.03% more ownership

Funds ownership: 47.68% → 48.71% (+1%)

8% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 25

6% less capital invested

Capital invested by funds: $299M → $283M (-$16.5M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
82
Holders Change
+3
Holders Change %
+3.8%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
27
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SAM
Synergy Asset Management
Washington
+$6.2M
2
RJA
Raymond James & Associates
Florida
+$6.03M
3
NFG
Nations Financial Group
Iowa
+$5.46M
4
CIBC World Market
CIBC World Market
Ontario, Canada
+$4.04M
5
Morgan Stanley
Morgan Stanley
New York
+$2.29M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$7.46M
2
Wells Fargo
Wells Fargo
California
-$6.22M
3
LPL Financial
LPL Financial
California
-$2.18M
4
FA
Fortis Advisors
Pennsylvania
-$1.66M
5
SC
Scotia Capital
Ontario, Canada
-$1.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
CF
51
Clarity Financial
Texas
$263K +$257K +2,995 New
Citigroup
52
Citigroup
New York
$255K +$9.19K +107 +4%
FFN
53
Focus Financial Network
Minnesota
$251K -$1.37K -16 -0.6%
VAS
54
Vestmark Advisory Solutions
Massachusetts
$238K +$36.1K +420 +18%
SI
55
Stephens Inc
Arkansas
$221K – – –
ASN
56
Advisory Services Network
Georgia
$212K -$258 -3 -0.1%
OC
57
Oppenheimer & Co
New York
$201K -$282K -3,281 -59%
SWM
58
Spire Wealth Management
Virginia
$170K -$25.8K -300 -13%
TCWM
59
Total Clarity Wealth Management
Illinois
$138K +$134K +1,566 New
MIM
60
MTM Investment Management
South Carolina
$105K – – –
FFA
61
Founders Financial Alliance
North Carolina
$104K – – –
TSW
62
Thompson Siegel & Walmsley
Virginia
$94K – – –
Qube Research & Technologies (QRT)
63
Qube Research & Technologies (QRT)
United Kingdom
$86K -$52K -606 -38%
GWM
64
Geneos Wealth Management
Colorado
$85K – – –
HI
65
Harbour Investments
Wisconsin
$82K +$3.44K +40 +4%
SBL
66
Sargent Bickham Lagudis
Colorado
$61K – – –
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$57K +$2.49K +29 +5%
OIA
68
Optimum Investment Advisors
Illinois
$44K -$42.9K -500 -50%
Fidelity Investments
69
Fidelity Investments
Massachusetts
$43K +$4.55K +53 +12%
NFSG
70
Newbridge Financial Services Group
Florida
$38K – – –
APA
71
American Portfolios Advisors
New York
$37.3K – – –
Rockefeller Capital Management
72
Rockefeller Capital Management
New York
$33K +$601 +7 +2%
SWM
73
Selective Wealth Management
Virginia
$33K +$31.8K +370 New
Barclays
74
Barclays
United Kingdom
$26K -$59.2K -689 -70%
BW
75
Bison Wealth
Georgia
$26K – – –
1 2
3
4

DWAS Hedge Fund Activity: Q3 2021 in Review

82 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2021, worth a combined $283M — down 5.5% from $299M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DWAS positions and 5 closed out — a net gain of 7 holders — while 27 added to existing stakes and 25 trimmed.

The largest buyer was Synergy Asset Management, opening a new position worth an estimated $6.2M. The largest seller was Bank of America, cutting an estimated $7.46M.

  • 82 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2021, up from 79 in Q2 2021.
  • Funds reported $283M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2021, down 5.5% quarter-over-quarter.
  • 12 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2021 and 5 closed out, a net change of +7 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2021 was Synergy Asset Management, an estimated $6.2M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2021 was Bank of America, an estimated $7.46M sold.

Based on aggregated 13F filings for Q3 2021.