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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

49 hedge funds and large institutions have $132M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

14% more funds holding

Funds holding: 43 → 49 (+6)

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

42% less capital invested

Capital invested by funds: $228M → $132M (-$96.3M)

68.5% less ownership

Funds ownership: 125.47% → 56.97% (-69%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $202K

Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
16
Reduced
15
Closed
4
Calls
–
Puts
$202K
Net Calls
-$202K
Net Calls Change
-$256K

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$20.7M
2
Wells Fargo
Wells Fargo
California
+$3.8M
3
LPL Financial
LPL Financial
California
+$2.41M
4
Morgan Stanley
Morgan Stanley
New York
+$1.76M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.27M

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$150M
2
PFS
Prospera Financial Services
Texas
-$1.82M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.48M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.34M
5
OC
Oppenheimer & Co
New York
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$384K -$136K -2,360 -27%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$379K -$1.48M -25,635 -80%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$348K +$58.9K +1,018 +21%
SC
29
Scotia Capital
Ontario, Canada
$252K -$2.72K -47 -1%
RWA
30
Redhawk Wealth Advisors
Minnesota
$204K +$199K +3,434 New
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$200K +$195K +3,369 New
Citigroup
32
Citigroup
New York
$196K -$150M -2,599,534 -100%
SPIA
33
Steward Partners Investment Advisory
New York
$180K -$11.6K -200 -6%
ASN
34
Advisory Services Network
Georgia
$144K +$140K +2,418 New
Carson Wealth (CWM LLC)
35
Carson Wealth (CWM LLC)
Nebraska
$97K – – –
FFA
36
Founders Financial Alliance
North Carolina
$69K +$61.1K +1,056 New
TSW
37
Thompson Siegel & Walmsley
Virginia
$63K – – –
GWM
38
Geneos Wealth Management
Colorado
$59K – – –
Simplex Trading
39
Simplex Trading
Illinois
$46K +$45.4K +786 New
NFSG
40
Newbridge Financial Services Group
Florida
$26K +$24.9K +430 New
APA
41
American Portfolios Advisors
New York
$25.2K – – –
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$23K -$1.1K -19 -5%
BW
43
Bison Wealth
Georgia
$18K +$17.3K +300 New
CIA
44
Cascade Investment Advisors
Oregon
$13.1K – – –
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$10K – – –
TRCT
46
Tower Research Capital (TRC)
New York
$3K -$194K -3,351 -98%
IRC
47
Investors Research Corp
Georgia
$3K – – –
GFPC
48
Global Financial Private Client
Florida
$1.94K – – –
IA
49
IFP Advisors
Florida
$1K -$229K -3,966 -100%
PFS
50
Prospera Financial Services
Texas
– -$1.82M -34,109 Closed
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DWAS Hedge Fund Activity: Q3 2020 in Review

49 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2020, worth a combined $132M — down 42% from $228M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DWAS positions and 4 closed out — a net gain of 6 holders — while 16 added to existing stakes and 15 trimmed.

The largest buyer was Bank of America, adding an estimated $20.7M. The largest seller was Citigroup, cutting an estimated $150M.

  • 49 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $132M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2020, down 42% quarter-over-quarter.
  • 10 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2020 and 4 closed out, a net change of +6 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2020 was Bank of America, an estimated $20.7M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2020 was Citigroup, an estimated $150M sold.

Based on aggregated 13F filings for Q3 2020.