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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

43 hedge funds and large institutions have $228M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

181% more capital invested

Capital invested by funds: $81.1M → $228M (+$147M)

73.81% more ownership

Funds ownership: 51.66% → 125.47% (+74%)

17% more call options, than puts

Call options by funds: $364K | Put options by funds: $310K

10% less funds holding

Funds holding: 48 → 43 (-5)

63% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 8

69% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 26

Holders
43
Holders Change
-5
Holders Change %
-10.42%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
8
Reduced
26
Closed
8
Calls
$364K
Puts
$310K
Net Calls
+$54K
Net Calls Change
+$54K

Top Buyers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
+$124M
2
Bank of America
Bank of America
North Carolina
+$4.93M
3
Morgan Stanley
Morgan Stanley
New York
+$2.9M
4
PAG
Private Advisory Group
Washington
+$1.67M
5
Wells Fargo
Wells Fargo
California
+$293K

Top Sellers

Rank Fund Capital Flow
1
Baird Financial Group
Baird Financial Group
Wisconsin
-$4.4M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.23M
3
Citadel Advisors
Citadel Advisors
Florida
-$2.79M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$2.31M
5
TRCT
Tower Research Capital (TRC)
New York
-$2.07M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
26
Cetera Advisor Networks
California
$398K -$10.4K -217 -3%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$259K -$165K -3,448 -42%
JP Morgan Chase
28
JP Morgan Chase
New York
$245K -$72.1K -1,507 -25%
SC
29
Scotia Capital
Ontario, Canada
$230K +$205K +4,292 New
IA
30
IFP Advisors
Florida
$205K +$190K +3,979 New
TRCT
31
Tower Research Capital (TRC)
New York
$182K -$2.07M -43,247 -93%
SPIA
32
Steward Partners Investment Advisory
New York
$173K -$1.14M -23,750 -88%
1W
33
1776 Wealth
Georgia
$130K -$78.2K -1,635 -40%
Carson Wealth (CWM LLC)
34
Carson Wealth (CWM LLC)
Nebraska
$97K – – –
FCA
35
FinTrust Capital Advisors
South Carolina
$80K – – –
TSW
36
Thompson Siegel & Walmsley
Virginia
$57K – – –
GWM
37
Geneos Wealth Management
Colorado
$53K -$14.3K -300 -22%
APA
38
American Portfolios Advisors
New York
$22.7K – – –
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$22K -$2.06K -43 -9%
CIA
40
Cascade Investment Advisors
Oregon
$11.8K – – –
Northwestern Mutual Wealth Management
41
Northwestern Mutual Wealth Management
Wisconsin
$9K -$44.2K -924 -84%
IRC
42
Investors Research Corp
Georgia
$2K – – –
GFPC
43
Global Financial Private Client
Florida
$1.71K -$69.2K -1,447 -98%
Baird Financial Group
44
Baird Financial Group
Wisconsin
– -$4.4M -108,124 Closed
MWM
45
MorganRosel Wealth Management
Colorado
– -$1.65M -40,389 Closed
IAA
46
Independent Advisor Alliance
North Carolina
– -$334K -8,198 Closed
Jane Street
47
Jane Street
New York
– -$316K -7,756 Closed
WI
48
Wintrust Investments
Illinois
– -$269K -6,609 Closed
ASN
49
Advisory Services Network
Georgia
– -$162K -3,977 Closed
AWA
50
Arkadios Wealth Advisors
Georgia
– -$4.29K -105 Closed
1
2
3

DWAS Hedge Fund Activity: Q2 2020 in Review

43 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q2 2020, worth a combined $228M — up 181% from $81.1M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DWAS and 3 opened new positions — a net loss of 5 holders — while 26 trimmed existing stakes and 8 added.

The largest buyer was Citigroup, adding an estimated $124M. The largest seller was Baird Financial Group, exiting entirely with an estimated $4.4M sold.

  • 43 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q2 2020, down from 48 in Q1 2020.
  • Funds reported $228M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q2 2020, up 181% quarter-over-quarter.
  • 3 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q2 2020 and 8 closed out, a net change of -5 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q2 2020 was Citigroup, an estimated $124M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q2 2020 was Baird Financial Group, an estimated $4.4M sold.

Based on aggregated 13F filings for Q2 2020.