We are live on ! Find out more
DWAS icon

Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

56 hedge funds and large institutions have $123M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.01% less ownership

Funds ownership: 58.22% → 55.21% (-3%)

3% less funds holding

Funds holding: 58 → 56 (-2)

19% less capital invested

Capital invested by funds: $152M → $123M (-$29.3M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

46% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 26

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
56
Holders Change
-2
Holders Change %
-3.45%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
6
Increased
14
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MWM
MorganRosel Wealth Management
Colorado
+$3.78M
2
Bank of America
Bank of America
North Carolina
+$3.09M
3
Morgan Stanley
Morgan Stanley
New York
+$1.44M
4
Wells Fargo
Wells Fargo
California
+$1.29M
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$764K

Top Sellers

Rank Fund Capital Flow
1
SFI
SPC Financial Inc
Maryland
-$11.6M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$7.18M
3
Invesco
Invesco
Georgia
-$4.29M
4
GSC
G&S Capital
Colorado
-$1.91M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.09M
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
26
Advisor Group
Arizona
$666K +$37.8K +706 +6%
BIA
27
Biondo Investment Advisors
Pennsylvania
$654K +$8.82K +165 +1%
CAN
28
Cetera Advisor Networks
California
$592K -$25.1K -469 -4%
SWP
29
Stratos Wealth Partners
Ohio
$519K +$35.1K +657 +7%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$478K -$13.2K -247 -3%
HighTower Advisors
31
HighTower Advisors
Illinois
$379K +$406K +7,588 New
Citigroup
32
Citigroup
New York
$372K – – –
WI
33
Wintrust Investments
Illinois
$352K -$4.81K -90 -1%
MAP
34
Milestone Advisory Partners
North Carolina
$317K – – –
TRCT
35
Tower Research Capital (TRC)
New York
$309K -$371K -6,942 -53%
JP Morgan Chase
36
JP Morgan Chase
New York
$305K +$11.1K +207 +4%
OC
37
Oppenheimer & Co
New York
$264K -$37.6K -703 -12%
Jane Street
38
Jane Street
New York
$243K -$35K -655 -12%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$229K +$2.67K +50 +1%
ASN
40
Advisory Services Network
Georgia
$208K – – –
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$131K +$78.1K +1,460 +125%
AF
42
Advisornet Financial
Minnesota
$112K -$11.4K -213 -9%
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$97K – – –
FCA
44
FinTrust Capital Advisors
South Carolina
$75K – – –
GWM
45
Geneos Wealth Management
Colorado
$75K – – –
TSW
46
Thompson Siegel & Walmsley
Virginia
$53K – – –
MA
47
MCF Advisors
Kentucky
$50K – – –
BFEC
48
Benjamin F. Edwards & Company
Missouri
$47K – – –
MAU
49
MRA Associates USA
Arizona
$37.5K +$40.1K +750 New
APA
50
American Portfolios Advisors
New York
$31.5K +$33.7K +630 New
1
2
3

DWAS Hedge Fund Activity: Q3 2019 in Review

56 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2019, worth a combined $123M — down 19% from $152M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DWAS and 6 opened new positions — a net loss of 2 holders — while 26 trimmed existing stakes and 14 added.

The largest buyer was MorganRosel Wealth Management, opening a new position worth an estimated $3.78M. The largest seller was SPC Financial Inc, cutting an estimated $11.6M.

  • 56 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2019, down from 58 in Q2 2019.
  • Funds reported $123M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2019, down 19% quarter-over-quarter.
  • 6 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2019 and 8 closed out, a net change of -2 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2019 was MorganRosel Wealth Management, an estimated $3.78M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2019 was SPC Financial Inc, an estimated $11.6M sold.

Based on aggregated 13F filings for Q3 2019.