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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

53 hedge funds and large institutions have $138M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2017 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 24 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

85% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 13

15% more capital invested

Capital invested by funds: $119M → $138M (+$18.2M)

10% more funds holding

Funds holding: 48 → 53 (+5)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.59% less ownership

Funds ownership: 60.72% → 60.13% (-0.59%)

Holders
53
Holders Change
+5
Holders Change %
+10.42%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
24
Reduced
13
Closed
4
Calls
$365K
Puts
–
Net Calls
+$365K
Net Calls Change
+$137K

Top Buyers

Rank Fund Capital Flow
1
Baird Financial Group
Baird Financial Group
Wisconsin
+$2.24M
2
SPIA
Steward Partners Investment Advisory
New York
+$1.7M
3
PMG
ProVise Management Group
Florida
+$1.65M
4
Morgan Stanley
Morgan Stanley
New York
+$1.62M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.58M

Top Sellers

Rank Fund Capital Flow
1
AG
Advisor Group
Arizona
-$1.36M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$762K
3
DC
Davenport & Co
Virginia
-$624K
4
VF
Virtu Financial
New York
-$404K
5
OC
Oppenheimer & Co
New York
-$369K
Name Holding Trade Value Shares
Change 		Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$527K +$23.5K +491 +5%
HighTower Advisors
27
HighTower Advisors
Illinois
$488K -$5.08K -106 -1%
GSC
28
G&S Capital
Colorado
$469K +$461K +9,636 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$458K +$198K +4,132 +78%
SWP
30
Stratos Wealth Partners
Ohio
$432K -$4.02K -84 -0.9%
GLA
31
Great Lakes Advisors
Illinois
$400K -$8.72K -182 -2%
PJSIMP
32
P.J. Schmidt Investment Management (PJS)
Wisconsin
$390K – – –
SI
33
Stephens Inc
Arkansas
$382K -$305K -6,369 -45%
JP Morgan Chase
34
JP Morgan Chase
New York
$374K +$15.8K +329 +4%
BIA
35
Biondo Investment Advisors
Pennsylvania
$374K +$104K +2,175 +39%
CAN
36
Cetera Advisor Networks
California
$365K – – –
OC
37
Oppenheimer & Co
New York
$281K -$369K -7,699 -57%
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$234K -$762K -15,917 -77%
SC
39
Scotia Capital
Ontario, Canada
$229K +$7.18K +150 +3%
WS
40
Wedbush Securities
California
$210K – – –
BFEC
41
Benjamin F. Edwards & Company
Missouri
$147K – – –
Citigroup
42
Citigroup
New York
$116K +$25.9K +540 +29%
FA
43
Fortis Advisors
Pennsylvania
$116K +$97.4K +2,034 +581%
AF
44
Advisornet Financial
Minnesota
$108K +$106K +2,222 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$54K +$9.58K +200 +22%
MA
46
MCF Advisors
Kentucky
$48K – – –
IA
47
IFP Advisors
Florida
$12K -$2.87K -60 -19%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$11K +$10.6K +221 New
MOS
49
MGO One Seven
Ohio
$11K +$10.8K +226 New
KF
50
Krilogy Financial
Missouri
$2K – – –
1
2
3

DWAS Hedge Fund Activity: Q4 2017 in Review

53 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2017, worth a combined $138M — up 15% from $119M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DWAS positions and 4 closed out — a net gain of 5 holders — while 24 added to existing stakes and 13 trimmed.

The largest buyer was Baird Financial Group, adding an estimated $2.24M. The largest seller was Advisor Group, cutting an estimated $1.36M.

  • 53 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2017, up from 48 in Q3 2017.
  • Funds reported $138M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2017, up 15% quarter-over-quarter.
  • 9 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2017 and 4 closed out, a net change of +5 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2017 was Baird Financial Group, an estimated $2.24M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2017 was Advisor Group, an estimated $1.36M sold.

Based on aggregated 13F filings for Q4 2017.