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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$818K +$10.1K +723 +1%
Invesco
27
Invesco
Georgia
$729K +$473 +34 +0.1%
GC
28
Guggenheim Capital
Illinois
$640K -$299K -21,512 -33%
CEFA
29
Closed-End Fund Advisors
Virginia
$603K +$16.9K +1,216 +3%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$529K -$14K -1,007 -3%
COLIM
31
City of London Investment Management
United Kingdom
$518K +$499K +35,868 New
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$516K -$298K -21,425 -37%
NL
33
NWAM LLC
Washington
$516K +$117K +8,421 +31%
CIG
34
Cascade Investment Group
Colorado
$487K -$12.5K -900 -3%
HighTower Advisors
35
HighTower Advisors
Illinois
$481K +$136K +9,807 +42%
Truist Financial
36
Truist Financial
North Carolina
$481K +$23.5K +1,689 +5%
EFG
37
Elm3 Financial Group
Georgia
$466K -$11.2K -804 -2%
WAOTB
38
Wealth Advisors of Tampa Bay
Florida
$462K
LFAS
39
Level Four Advisory Services
Texas
$405K +$29.9K +2,147 +8%
MC
40
Moors & Cabot
Massachusetts
$375K
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$346K -$7.65K -550 -2%
AC
42
Almitas Capital
California
$326K +$314K +22,565 New
QC
43
Quantedge Capital
Singapore
$323K +$311K +22,400 New
WS
44
Wedbush Securities
California
$317K -$76.8K -5,523 -20%
Bank of America
45
Bank of America
North Carolina
$310K -$127K -9,146 -30%
RA
46
RFG Advisory
Alabama
$302K
Stifel Financial
47
Stifel Financial
Missouri
$290K +$20.9K +1,500 +8%
CPIG
48
Chicago Partners Investment Group
Illinois
$247K +$2.75K +198 +1%
AUB
49
Atlantic Union Bankshares
Virginia
$240K +$6.9K +496 +3%
SWM
50
SeaCrest Wealth Management
New York
$218K -$16.5K -1,189 -7%