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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Corrado Advisors
New Jersey
$251K
FFN
27
Focus Financial Network
Minnesota
$239K +$23.5K +1,643 +10%
SPIA
28
Steward Partners Investment Advisory
New York
$237K -$22.7K -1,590 -8%
SWM
29
SeaCrest Wealth Management
New York
$228K -$54.1K -3,787 -18%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$208K +$232K +16,258 New
JWM
31
Jeppson Wealth Management
California
$187K +$209K +14,625 New
WAP
32
Wealthcare Advisory Partners
Pennsylvania
$181K -$28.4K -1,988 -12%
CFA
33
Capstone Financial Advisors
Illinois
$175K
HighTower Advisors
34
HighTower Advisors
Illinois
$159K -$6.03K -422 -3%
Stifel Financial
35
Stifel Financial
Missouri
$150K -$68.7K -4,810 -29%
Invesco
36
Invesco
Georgia
$141K +$7.62K +533 +5%
MC
37
Moors & Cabot
Massachusetts
$138K -$185K -12,957 -55%
APA
38
American Portfolios Advisors
New York
$68.7K -$4.29K -300 -5%
GWM
39
Geneos Wealth Management
Colorado
$44K -$27.2K -1,900 -35%
IRC
40
Investors Research Corp
Georgia
$41K
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$33K
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$25K -$80.1K -5,602 -74%
AFS
43
Annapolis Financial Services
Maryland
$19K +$21.4K +1,500 New
CWM
44
Castle Wealth Management
Florida
$19K +$21.4K +1,500 New
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$15K -$5.72K -400 -25%
WFA
46
Wipfli Financial Advisors
Wisconsin
$6K +$7.15K +500 New
IA
47
IFP Advisors
Florida
$5K
KFI
48
Key Financial Inc
Pennsylvania
$1K
SWM
49
Spire Wealth Management
Virginia
$1K
SHFP
50
Second Half Financial Partners
Florida
-$2.72M -205,025 Closed