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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$457K +$40.8K +2,626 +10%
AG
27
Advisor Group
Arizona
$453K +$49.2K +3,170 +13%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$400K -$48.1K -3,097 -11%
MAFM
29
Mid Atlantic Financial Management
Pennsylvania
$297K -$209K -13,495 -42%
SPIA
30
Steward Partners Investment Advisory
New York
$257K +$62.3K +4,014 +33%
PCP
31
Proficio Capital Partners
Massachusetts
$254K -$2.34M -150,672 -90%
CA
32
Corrado Advisors
New Jersey
$252K
RJT
33
Raymond James Trust
Florida
$205K
Citigroup
34
Citigroup
New York
$184K -$28.6K -1,840 -14%
PAS
35
Park Avenue Securities
New York
$159K -$8.51K -548 -5%
EWA
36
EP Wealth Advisors
California
$159K +$155K +10,000 New
FIA
37
FNY Investment Advisers
New York
$96K +$94K +6,060 New
GWM
38
Geneos Wealth Management
Colorado
$58K -$38.8K -2,500 -40%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$38K
BWM
40
BerganKDV Wealth Management
Minnesota
$16K
JPLA
41
Joseph P. Lucia & Associates
New York
$16K
AIC
42
Ameritas Investment Company
Nebraska
$15K +$14.3K +920 New
TFS
43
TrustCore Financial Services
Tennessee
$13K
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$10K
ASN
45
Advisory Services Network
Georgia
$8K
NL
46
NVWM LLC
Pennsylvania
$5K
WEC
47
Winslow Evans & Crocker
Massachusetts
$4K +$1.15K +74 +59%
WCG
48
Weaver Consulting Group
California
$2K
SFS
49
Sowell Financial Services
Arkansas
$2K +$1.96K +126 New
Rockefeller Capital Management
50
Rockefeller Capital Management
New York
$1K +$1.37K +88 New