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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$606K +$228 +14 +0%
SFG
27
StrategIQ Financial Group
Indiana
$553K
ZA
28
Zazove Associates
Nevada
$550K
AA
29
Advisory Alpha
Michigan
$453K +$453K +27,871 New
CCP
30
Clough Capital Partners
Massachusetts
$407K +$407K +25,000 New
Bank of New York Mellon
31
Bank of New York Mellon
New York
$400K +$67.9K +4,175 +20%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$310K -$67.8K -4,170 -18%
LCM
33
Laurion Capital Management
New York
$271K -$2.66M -163,717 -91%
Brown Advisory
34
Brown Advisory
Maryland
$244K
SAM
35
SignalPoint Asset Management
Missouri
$223K -$3.79K -233 -2%
CCP
36
Cardan Capital Partners
Colorado
$223K +$223K +13,712 New
WS
37
Wedbush Securities
California
$217K +$17.5K +1,077 +9%
BTS
38
BB&T Securities
Virginia
$200K +$201K +12,333 New
Millennium Management
39
Millennium Management
New York
$188K +$188K +11,574 New
Creative Planning
40
Creative Planning
Kansas
$154K +$93.5K +5,750 +153%
GWM
41
Geneos Wealth Management
Colorado
$144K +$91.1K +5,600 +170%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$100K -$6.33K -389 -6%
JP Morgan Chase
43
JP Morgan Chase
New York
$75K -$48.8K -3,000 -39%
IA
44
IFP Advisors
Florida
$54K -$14.9K -918 -22%
AG
45
Advisor Group
Arizona
$52K +$14.6K +900 +39%
DADC
46
D.A. Davidson & Co
Montana
$43K +$6.51K +400 +17%
BWM
47
Baystate Wealth Management
Massachusetts
$42K
LNB
48
Ledyard National Bank
$30K
PA
49
Parallel Advisors
California
$26K +$24.8K +1,524 New
CBT
50
Central Bank & Trust
Kentucky
$16K -$16.3K -1,000 -50%