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DPG

Duff & Phelps Utility and Infrastructure Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$244K
Goldman Sachs
27
Goldman Sachs
New York
$230K +$229K +10,632 New
WS
28
Wedbush Securities
California
$215K -$11.6K -538 -5%
Deutsche Bank
29
Deutsche Bank
Germany
$210K
CFSG
30
Community Financial Services Group
Vermont
$150K
MFS
31
MSI Financial Services
Massachusetts
$132K -$41.2K -1,915 -24%
FFC
32
First Financial Corp
Indiana
$103K
DADC
33
D.A. Davidson & Co
Montana
$61K +$36.6K +1,700 +151%
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$52K
LWA
35
Lowe Wealth Advisors
Maryland
$46K +$45.6K +2,116 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$36K
Fifth Third Bancorp
37
Fifth Third Bancorp
Ohio
$32K
NES
38
New England Securities
New York
$25K
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$23K +$1.23K +57 +6%
ECM
40
Exchange Capital Management
Michigan
$22K +$10.8K +500 +100%
BFEC
41
Benjamin F. Edwards & Company
Missouri
$20K +$5.92K +275 +41%
Creative Planning
42
Creative Planning
Kansas
$14K +$13.6K +633 New
NFG
43
Next Financial Group
Texas
$9K -$4.91K -228 -36%
BRWM
44
B. Riley Wealth Management
Tennessee
$7K +$108 +5 +2%
LFR
45
Lehman Financial Resources
Pennsylvania
$5K
US Bancorp
46
US Bancorp
Minnesota
$5K
MA
47
MUFG Americas
New York
$2K
AIG
48
American International Group
New York
$1.04K
WAM
49
Wolverine Asset Management
Illinois
-$15K -726 Closed