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State Street SPDR Bloomberg Convertible Securities ETF

163 hedge funds and large institutions have $1.69B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2014 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 83 increasing their positions, 42 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

98% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 42

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 158163 (+5)

0% more capital invested

Capital invested by funds: $1.68B → $1.69B (+$5.21M)

1.41% less ownership

Funds ownership: 57.56%56.15% (-1.4%)

8% less funds holding in top 10

Funds holding in top 10: 1211 (-1)

90% less call options, than puts

Call options by funds: $655K | Put options by funds: $6.55M

Holders
163
Holders Change
+5
Holders Change %
+3.16%
% of All Funds
4.73%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.32%
New
16
Increased
83
Reduced
42
Closed
10
Calls
$655K
Puts
$6.55M
Net Calls
-$5.89M
Net Calls Change
-$6.3M
Name Holding Trade Value Shares
Change
Change in
Stake
AC
101
Alexandria Capital
Virginia
$921K +$105K +2,077 +13%
NES
102
New England Securities
New York
$864K +$19.6K +390 +2%
ANBT
103
American National Bank & Trust
Texas
$861K +$119K +2,361 +16%
Allianz Asset Management
104
Allianz Asset Management
Germany
$819K +$831K +16,500 New
VAM
105
Visionary Asset Management
Texas
$807K -$2.03M -40,388 -71%
SB
106
Suntrust Banks
Georgia
$776K -$51.4K -1,022 -6%
WA
107
WESPAC Advisors
California
$774K +$338K +6,713 +76%
BJ
108
Brouwer & Janachowski
California
$758K -$62.4K -1,239 -8%
NL
109
NWAM LLC
Washington
$750K -$209K -4,161 -22%
ICAS
110
Investors Capital Advisory Services
Massachusetts
$740K +$43K +854 +6%
MIS
111
Morningstar Investment Services
Illinois
$729K +$76K +1,510 +11%
LS
112
Lattice Strategies
Pennsylvania
$714K -$269K -5,335 -27%
WS
113
Wedbush Securities
California
$699K +$368K +7,307 +108%
US Bancorp
114
US Bancorp
Minnesota
$696K -$13.9K -277 -2%
Bessemer Group
115
Bessemer Group
New Jersey
$637K
OAM
116
Occidental Asset Management
California
$618K
CAN
117
Cetera Advisor Networks
California
$583K +$586K +11,650 New
IH
118
IFC Holdings
Florida
$560K +$16.7K +331 +3%
CPA
119
Court Place Advisors
Maryland
$527K -$4.03K -80 -0.7%
CCM
120
Covington Capital Management
California
$456K
NFG
121
Next Financial Group
Texas
$434K +$429K +8,522 +3,754%
CFB
122
Cullen/Frost Bankers
Texas
$431K -$55.5K -1,102 -11%
VKH
123
Virtu KCG Holdings
New York
$371K +$5.13K +102 +1%
KFS
124
KMS Financial Services
Washington
$352K -$41.3K -820 -10%
WEC
125
Winslow Evans & Crocker
Massachusetts
$352K +$140K +2,776 +64%

CWB Hedge Fund Activity: Q3 2014 in Review

163 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2014, worth a combined $1.69B — up 0.31% from $1.68B a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CWB positions and 10 closed out — a net gain of 6 holders — while 83 added to existing stakes and 42 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $19.1M. The largest seller was Aegon USA Investment Management, exiting entirely with an estimated $49.2M sold.

  • 163 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2014, up from 158 in Q2 2014.
  • Funds reported $1.69B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2014, up 0.31% quarter-over-quarter.
  • 16 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2014 and 10 closed out, a net change of +6 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2014 was Morgan Stanley, an estimated $19.1M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2014 was Aegon USA Investment Management, an estimated $49.2M sold.

Based on aggregated 13F filings for Q3 2014.