Lattice Strategies’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,272	Closed	-$370K	–	72
2015 Q3	$370K	Sell	8,272 -3,999	-33%	-$186K	0.26%	65
2015 Q2	$584K	Buy	12,271 +1,925	+19%	+$93.4K	0.34%	56
2015 Q1	$494K	Sell	10,346 -3,136	-23%	-$148K	0.28%	63
2014 Q4	$632K	Sell	13,482 -904	-6%	-$44.3K	0.35%	62
2014 Q3	$714K	Sell	14,386 -5,335	-27%	-$269K	0.38%	60
2014 Q2	$996K	Sell	19,721 -4,060	-17%	-$198K	0.52%	55
2014 Q1	$1.15M	Sell	23,781 -3,080	-11%	-$148K	0.58%	44
2013 Q4	$1.25M	Buy	26,861 +2,405	+10%	+$111K	0.68%	37
2013 Q3	$1.1M	Sell	24,456 -11,318	-32%	-$503K	0.6%	41
2013 Q2	$1.53M	Buy	+35,774	New	+$1.54M	0.92%	36