Lattice Strategies’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Lattice Strategies’s Portfolio CWB Stock Details CWB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-8,272	Closed	-$370K	–	72
2015 Q3	$370K	Sell	8,272 -3,999	-33%	-$186K	0.26%	65
2015 Q2	$584K	Buy	12,271 +1,925	+19%	+$93.4K	0.34%	56
2015 Q1	$494K	Sell	10,346 -3,136	-23%	-$148K	0.28%	63
2014 Q4	$632K	Sell	13,482 -904	-6%	-$44.3K	0.35%	62
2014 Q3	$714K	Sell	14,386 -5,335	-27%	-$269K	0.38%	60
2014 Q2	$996K	Sell	19,721 -4,060	-17%	-$198K	0.52%	55
2014 Q1	$1.15M	Sell	23,781 -3,080	-11%	-$148K	0.58%	44
2013 Q4	$1.25M	Buy	26,861 +2,405	+10%	+$111K	0.68%	37
2013 Q3	$1.1M	Sell	24,456 -11,318	-32%	-$503K	0.6%	41
2013 Q2	$1.53M	Buy	+35,774	New	+$1.54M	0.92%	36

Other funds holding CWB

NSLI

Nan Shan Life Insurance Taipei City, Taiwan $3.19B AUM 24.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

QS Investors New York $8.47B AUM 30.71% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Lattice Strategies's CWB Position: Q4 2015 in Review

Lattice Strategies sold out of State Street SPDR Bloomberg Convertible Securities ETF (CWB) in Q4 2015, closing a stake of 8,272 shares — an estimated $370K sold.

Lattice Strategies first reported a position in CWB in Q2 2013 and held it in 10 quarters. The position peaked at $1.53M in Q2 2013. 185 funds tracked by Wall St. Rank hold CWB as of Q4 2015.

Lattice Strategies reported no remaining State Street SPDR Bloomberg Convertible Securities ETF position as of Q4 2015 after selling out during the quarter.
Lattice Strategies sold 8,272 State Street SPDR Bloomberg Convertible Securities ETF shares in Q4 2015, an estimated $370K.
Lattice Strategies first reported a position in State Street SPDR Bloomberg Convertible Securities ETF in Q2 2013 and held it in 10 quarters.
Lattice Strategies's State Street SPDR Bloomberg Convertible Securities ETF position peaked at $1.53M in Q2 2013.
185 funds tracked by Wall St. Rank held State Street SPDR Bloomberg Convertible Securities ETF as of Q4 2015.

Based on Lattice Strategies's 13F filing for Q4 2015, filed 2 Feb 2016.