Alexandria Capital’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,932	Closed	-$212K	–	253
2018 Q3	$212K	Sell	3,932 -2,135	-35%	-$114K	0.03%	221
2018 Q2	$322K	Sell	6,067 -294	-5%	-$15.5K	0.05%	199
2018 Q1	$329K	Sell	6,361 -90	-1%	-$4.69K	0.05%	200
2017 Q4	$327K	Sell	6,451 -2,182	-25%	-$112K	0.05%	204
2017 Q3	$441K	Sell	8,633 -1,188	-12%	-$60.1K	0.11%	103
2017 Q2	$487K	Sell	9,821 -339	-3%	-$16.6K	0.12%	101
2017 Q1	$489K	Buy	10,160 +22	+0.2%	+$1.04K	0.12%	98
2016 Q4	$463K	Sell	10,138 -582	-5%	-$26.6K	0.12%	98
2016 Q3	$497K	Sell	10,720 -2,042	-16%	-$93.2K	0.09%	101
2016 Q2	$559K	Buy	12,762 +158	+1%	+$6.86K	0.1%	106
2016 Q1	$544K	Buy	12,604 +1,141	+10%	+$47.2K	0.1%	106
2015 Q4	$496K	Sell	11,463 -3,000	-21%	-$137K	0.12%	105
2015 Q3	$647K	Buy	14,463 +524	+4%	+$24.3K	0.16%	94
2015 Q2	$663K	Buy	13,939 +340	+3%	+$16.5K	0.15%	95
2015 Q1	$649K	Buy	13,599 +2,453	+22%	+$116K	0.23%	54
2014 Q4	$523K	Sell	11,146 -7,399	-40%	-$362K	0.2%	60
2014 Q3	$921K	Buy	18,545 +2,077	+13%	+$105K	0.4%	44
2014 Q2	$832K	Sell	16,468 -1,431	-8%	-$69.9K	0.36%	48
2014 Q1	$866K	Buy	17,899 +2,267	+15%	+$109K	0.38%	46
2013 Q4	$730K	Sell	15,632 -410	-3%	-$18.9K	0.32%	51
2013 Q3	$725K	Sell	16,042 -3,270	-17%	-$145K	0.33%	50
2013 Q2	$824K	Buy	+19,312	New	+$831K	0.4%	43